Compliance Specialist Jobs in Cedar Park, TX
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Senior Regulatory Affairs Specialist
- Austin, TX (19 miles from Cedar Park, TX)
- 1 day ago
- Austin, TX (19 miles from Cedar Park, TX)
- 1 day ago
OriGen Biomedical is a global leader in cryopreservation and cell culture. We collaborate with top researchers, clinicians, and business partners to enhance solutions, improve patient outcomes,...
- Austin, TX (19 miles from Cedar Park, TX)
- 6 days ago
- Austin, TX (19 miles from Cedar Park, TX)
- 6 days ago
Regulatory Compliance Analyst Req #716 Encino Building #2, Austin, Texas, United States of America Job Description Posted Thursday, June 5, 2025 at 12:00 AM ABOUT US: Come join the dynamic team at...
Senior Governance, Risk and Compliance Analyst
- Austin, TX (19 miles from Cedar Park, TX)
- 10 days ago
- Austin, TX (19 miles from Cedar Park, TX)
- 10 days ago
Where we work Udemy is a global company headquartered in San Francisco, with additional U.S. offices in Denver and Austin, and international hubs in Australia, India, Ireland, Mexico, and Turkiye....
- Austin, TX (19 miles from Cedar Park, TX)
- 10 days ago
- Austin, TX (19 miles from Cedar Park, TX)
- 10 days ago
About Neuralink: We are creating devices that enable a bi-directional interface with the brain. These devices allow us to restore movement to the paralyzed, restore sight to the blind, and...
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Sr. Regulatory Affairs Specialist (Austin, TX)
- Austin, TX (19 miles from Cedar Park, TX)
- 17 days ago
- Austin, TX (19 miles from Cedar Park, TX)
- 17 days ago
Life Unlimited. At Smith+Nephew we design and manufacture technology that takes the limits off living. The Senior Regulatory Affairs Specialist role is responsible for preparing and supporting US...
Senior Compliance Associate - Surveillance
- Austin, TX (19 miles from Cedar Park, TX)
- 23 days ago
- Austin, TX (19 miles from Cedar Park, TX)
- 23 days ago
A leading high frequency/market making firm is seeking an experienced, self-driven Surveillance Compliance Associate to join the team. This firm leverages cutting-edge technology to deliver...
- Austin, TX (19 miles from Cedar Park, TX)
- 30+ days ago
- Austin, TX (19 miles from Cedar Park, TX)
- 30+ days ago
Risk & Compliance Officer - Austin Come join Thredd in Austin as our Risk & Compliance Officer and be the subject matter expert on all risk and compliance matters. In this role, you will tackle a...
Licensing and Compliance Associate
- Manor, TX (20 miles from Cedar Park, TX)
- 45+ days ago
- Manor, TX (20 miles from Cedar Park, TX)
- 45+ days ago
Position Responsibilities: The Licensing and Compliance Associate is responsible for overseeing Electronic Data Interchange (EDI) and Fintech aging reports, resolving outstanding balances for...
- Austin, TX (19 miles from Cedar Park, TX)
- 60+ days ago
- Austin, TX (19 miles from Cedar Park, TX)
- 60+ days ago
PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities,...
- Austin, TX (19 miles from Cedar Park, TX)
- 90+ days ago
- Austin, TX (19 miles from Cedar Park, TX)
- 90+ days ago
The Amherst Group's companies are comprised of leading real estate investment and advisory firms with a mission to transform the way real estate is owned, financed and managed. Amherst leverages...
Demographic Data for Cedar Park, TX
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Salary for Compliance Specialist Jobs in Cedar Park, TX
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Cedar Park, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- ISO Certified
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Private Banking
- 21 CFR 820
- Mutual Funds
- BSA
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Mortgage Processing
- Anti-Money Laundering
- Business Administration
- Finance
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Staffing
- Analytical Skills
- Implementation
- Payroll
- Auditing
- Verbal Communication
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Leadership
- Communication Skills
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