Compliance Specialist Jobs in Houston, TX
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Senior Regulatory Compliance Specialist - Neuroprosthetics
- Houston, TX
- 15 hours ago
- Houston, TX
- 15 hours ago
The Sr Regulatory Compliance Specialist position maintains documentation for clinical research studies, case report forms and study and regulatory files....
Senior Regulatory Compliance Specialist - Regenerative Medicine
- Houston, TX
- 4 days ago
- Houston, TX
- 4 days ago
The Sr Regulatory Compliance Specialist position maintains documentation for clinical research studies, case report forms and study and regulatory files....
Governance, Risk, and Compliance Associate - Asset Management Consulting
- Houston, TX
- 9 days ago
- Houston, TX
- 9 days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
Insight Global is seeking a Regulatory Compliance Specialist to sit 5 days a week onsite in Downtown, Houston. This is a direct hire salaried position....
The Regulatory Compliance Specialist position maintains documentation for clinical research studies, case report forms and study and regulatory files....
This position will have the opportunity to support a variety of account types, including 1940 Act mutual funds, separate accounts, UCITS funds, 81-102 Accounts, collective trusts, commodity pools and...
Discover. A brighter future. With us, youll do meaningful work from Day 1. Our collaborative culture is built on three core behaviors: We Play to Win, We Get Better Every Day & We Succeed...
GRC (Governance, Risk, and Compliance) Analyst Job Title: Governance, Risk, and Compliance (GRC) Analyst Location: Houston (Onsite) Position Type: Contract Required: 8+ years of experience in GRC,...
Medical Necessity Coding Compliance Coordinator
- Pasadena, TX (10 miles from Houston, TX)
- 29 days ago
- Pasadena, TX (10 miles from Houston, TX)
- 29 days ago
Description Introduction Do you have the career opportunities as a Medical Necessity Coding Compliance Coordinator you want with your current employer? We have an exciting opportunity for you to...
Demographic Data for Houston, TX
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Title Synonyms
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Salary for Compliance Specialist Jobs in Houston, TX
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Houston, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- ICH Guidelines
- Private Banking
- 21 CFR 820
- Equity Research
- Alternative Investments
- Equities
- Derivatives
- Internal Control
- BSA
- Fixed Income
- Capital Markets
- Investment Banking
- Securities and Exchange Commission
- Lending
- Investment Management
- Financial Services
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Mortgage Processing
- Due Diligence
- Asset Management
- Finance
- Reimbursement
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Analytical Skills
- Auditing
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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