Compliance Specialist Jobs in Pasadena, TX
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Finance Risk Compliance Consultant
- Houston, TX (10 miles from Pasadena, TX)
- 1 day ago
- Houston, TX (10 miles from Pasadena, TX)
- 1 day ago
Job Description In Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive greater...
- Houston, TX (10 miles from Pasadena, TX)
- 2 days ago
- Houston, TX (10 miles from Pasadena, TX)
- 2 days ago
Job Description: At Enovis we pay attention to the details. We embrace collaboration with our partners and patients, and take pride in the pursuit of scientific excellence - with the goal of...
Principal Regulatory Affairs Analyst
- Houston, TX (10 miles from Pasadena, TX)
- 3 days ago
- Houston, TX (10 miles from Pasadena, TX)
- 3 days ago
Requisition ID: 88162 At Gexa Energy, a NextEra Energy Resources company, we provide reliable low-cost energy solutions. Focused on customer satisfaction, we offer innovative electricity plans...
Regulatory Compliance Specialist
- Houston, TX (10 miles from Pasadena, TX)
- 5 days ago
- Houston, TX (10 miles from Pasadena, TX)
- 5 days ago
Regulatory Compliance Specialist BlueCross BlueShield of South Carolina life insurance, paid time off, tuition assistance, 401(k) United States, Texas, Houston Jun 07, 2025 Summary The Regulatory Compliance...
Compliance Associate (Officer)
- Houston, TX (10 miles from Pasadena, TX)
- 8 days ago
- Houston, TX (10 miles from Pasadena, TX)
- 8 days ago
Leading investment management firm is looking for a compliance professional to join their growing team in Houston, Texas. Official job title will be based on seniority. This candidate will work...
Governance, Risk, and Compliance Associate - Asset Management Consulting
- Houston, TX (10 miles from Pasadena, TX)
- 10 days ago
- Houston, TX (10 miles from Pasadena, TX)
- 10 days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
Senior Financial Aid Specialist - Compliance
- Houston, TX (10 miles from Pasadena, TX)
- 10 days ago
- Houston, TX (10 miles from Pasadena, TX)
- 10 days ago
Senior Financial Aid Specialist - Compliance Herzing University paid time off, remote work United States, Texas, Houston Jun 04, 2025 Description To participate in a remote work arrangement,...
Senior Manager, CIB & Research Compliance Officer
- Houston, TX (10 miles from Pasadena, TX)
- 10 days ago
- Houston, TX (10 miles from Pasadena, TX)
- 10 days ago
Research businesses....
Regulatory Compliance Specialist
- Houston, TX (10 miles from Pasadena, TX)
- 11 days ago
- Houston, TX (10 miles from Pasadena, TX)
- 11 days ago
Insight Global is seeking a Regulatory Compliance Specialist to sit 5 days a week onsite in Downtown, Houston. This is a direct hire salaried position....
- Houston, TX (10 miles from Pasadena, TX)
- 18 days ago
- Houston, TX (10 miles from Pasadena, TX)
- 18 days ago
Overview Looking for something different? We ARE that something different at RPM Living. Dynamic and fast growth culture and multiple nationwide opportunities let YOU shape your future with us....
Control Room & Employee Compliance Officer
- Houston, TX (10 miles from Pasadena, TX)
- 29 days ago
- Houston, TX (10 miles from Pasadena, TX)
- 29 days ago
Who We Are At Corebridge Financial, we believe action is everything. That's why every day we partner with financial professionals and institutions to make it possible for more people to take...
Financial and Compliance Analyst II
- Houston, TX (10 miles from Pasadena, TX)
- 60+ days ago
- Houston, TX (10 miles from Pasadena, TX)
- 60+ days ago
Department: Office of Tech Trnsfr & Innova Salary: 65,300-74,300 Description: Under minimal supervision, analyzes rate of return, depreciation, working capital, investment, and financial and...
Position Type: Central Office Support/ Financial Compliance Date Posted: 1/28/2025 Location: Finance Job Title: Financial Compliance Specialist Duty Days: 240 Pay Grade: E02 Salary Schedule...
Regulatory Compliance Specialist - Medicine - Mylonakis
- Houston, TX (10 miles from Pasadena, TX)
- 90+ days ago
- Houston, TX (10 miles from Pasadena, TX)
- 90+ days ago
The Regulatory Compliance Specialist position maintains documentation for clinical research studies, case report forms and study and regulatory files....
Demographic Data for Pasadena, TX
Moving to Pasadena, TX? Find some basic demographic data about Pasadena, TX below.
Compliance Specialist Online Courses and Training Opportunities
Title Synonyms
Users interested in this job title also searched for the following job title
Salary for Compliance Specialist Jobs in Pasadena, TX
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Pasadena, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Private Banking
- 21 CFR 820
- Comprehensive Capital Analysis and Review
- Treasury
- BSA
- Treasury Management
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Management Consulting
- Anti-Money Laundering
- Mortgage Processing
- Business Administration
- Finance
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Staffing
- Analytical Skills
- Implementation
- Payroll
- Auditing
- Verbal Communication
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Specialist Related Career Advice Articles
5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Impress Employers with These Finance Certifications
For professionals in the financial services industry, certifications can mean the difference between thriving or just surviving. Find out which certification would be best for you.
Read article »