Compliance Specialist Jobs in Plano, TX
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Marketing Compliance Associate
- Irving, TX (20 miles from Plano, TX)
- 1 day ago
- Irving, TX (20 miles from Plano, TX)
- 1 day ago
Company Description Farther is a rapidly growing RIA that combines expert advisors with cutting-edge technology - delivering a comprehensive, tailored wealth management experience. Farther's...
Regional Compliance Officer - Hong Kong
- Dallas, TX (18 miles from Plano, TX)
- 4 days ago
- Dallas, TX (18 miles from Plano, TX)
- 4 days ago
At MoneyGram, we connect the world by making cross-border money transfers seamless, affordable, and secure for everyone. We are seeking\: Regional Compliance Officer - Hong Kong What you will...
Security Risk and Compliance Analyst
- Dallas, TX (18 miles from Plano, TX)
- 6 days ago
- Dallas, TX (18 miles from Plano, TX)
- 6 days ago
The Position: The Security Risk and Compliance Analyst position will be responsible for providing technical and business assistance for a wide variety of information security risk and compliance...
Remote WorkRegulatory Affairs Specialist 3
- Addison, TX (9 miles from Plano, TX)
- 8 days ago
- Addison, TX (9 miles from Plano, TX)
- 8 days ago
Acumed LLC As a part of the global industrial organization Marmon Holdings-which is backed by Berkshire Hathaway-you'll be doing things that matter, leading at every level, and winning a better...
Regulatory Affairs Specialist 2
- Addison, TX (9 miles from Plano, TX)
- 8 days ago
- Addison, TX (9 miles from Plano, TX)
- 8 days ago
Acumed LLC As a part of the global industrial organization Marmon Holdings-which is backed by Berkshire Hathaway-you'll be doing things that matter, leading at every level, and winning a better...
- Irving, TX (20 miles from Plano, TX)
- 9 days ago
- Irving, TX (20 miles from Plano, TX)
- 9 days ago
Sr Analyst Compliance - Commercial Lending Services GM Financial 3.5 ( ) Irving, TX Why you should apply for a job to GM Financial : We offer 12 weeks of paid parental leave for our team members...
Remote Work- Dallas, TX (18 miles from Plano, TX)
- 17 days ago
- Dallas, TX (18 miles from Plano, TX)
- 17 days ago
This position will have the opportunity to support a variety of account types, including 1940 Act mutual funds, separate accounts, UCITS funds, 81-102 Accounts, collective trusts, commodity pools and...
- Grand Prairie, TX (24 miles from Plano, TX)
- 18 days ago
- Grand Prairie, TX (24 miles from Plano, TX)
- 18 days ago
Regulatory Affairs Specialist - Immediate Need** Grand Prairie, TX - Full-Time | On-Site Salary: $60,000$80,000 per year About Us We are a growing manufacturer of personal care and...
Cybersecurity Risk And Compliance Analyst
- Coppell, TX (15 miles from Plano, TX)
- 20 days ago
- Coppell, TX (15 miles from Plano, TX)
- 20 days ago
Cybersecurity Risk and Compliance Analyst#25-65944 Coppell, TX 40% Remote Job Description Hybrid 3 days / week onsite at Dallas, TX, 75019 or Tampa, FL, 33647 DURATION: Contract to Hire INTERVIEW...
Cybersecurity Risk Compliance Analyst
- Dallas, TX (18 miles from Plano, TX)
- 23 days ago
- Dallas, TX (18 miles from Plano, TX)
- 23 days ago
Job Title: Cybersecurity & Technology Risk Compliance Analyst Location: Coppell, TX [OR] Tampa, FL ( Choose Any 1 ) Hybrid: 3 days Onsite & 2 days REMOTE Duration: 6 Months (CONTRACT TO HIRE)...
Risk Compliance Officer II - Compliance Testing
- Dallas, TX (18 miles from Plano, TX)
- 25 days ago
- Dallas, TX (18 miles from Plano, TX)
- 25 days ago
Compliance has oversight responsibility....
Airworthiness/Regulatory Compliance Specialist (Integrated Management System/IMS)
- Dallas, TX (18 miles from Plano, TX)
- 26 days ago
- Dallas, TX (18 miles from Plano, TX)
- 26 days ago
Job Summary: The Airworthiness/Regulatory Compliance Specialist will report to the Quality Director....
- Dallas, TX (18 miles from Plano, TX)
- 29 days ago
- Dallas, TX (18 miles from Plano, TX)
- 29 days ago
M Financial Group is a community of leaders comprising the best and brightest minds in our industry. By combining individuals' expertise and skill, M Financial Group has become a powerful force...
Corporate Income Tax Compliance Consultant (5 days onsite- Dallas)
- Dallas, TX (18 miles from Plano, TX)
- 30+ days ago
- Dallas, TX (18 miles from Plano, TX)
- 30+ days ago
About This Role As a Tax Professional, you will assist our Clients with their U.S. Federal, State, and Local income tax compliance requirements for the tax year. In this role, you will lead and...
VP, Risk and Compliance Officer
- Richardson, TX (6 miles from Plano, TX)
- 30+ days ago
- Richardson, TX (6 miles from Plano, TX)
- 30+ days ago
Texas Capital is built to help businesses and their leaders. Our depth of knowledge and expertise allows us to bring the best of the big firms at a scale that works for our clients, with highly...
Demographic Data for Plano, TX
Moving to Plano, TX? Find some basic demographic data about Plano, TX below.
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Salary for Compliance Specialist Jobs in Plano, TX
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Plano, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- ICH Guidelines
- Private Banking
- 21 CFR 820
- Equity Research
- Alternative Investments
- Equities
- Derivatives
- Internal Control
- BSA
- Fixed Income
- Capital Markets
- Investment Banking
- Securities and Exchange Commission
- Lending
- Investment Management
- Financial Services
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Mortgage Processing
- Due Diligence
- Asset Management
- Finance
- Reimbursement
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Analytical Skills
- Auditing
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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