Compliance Specialist Jobs in Bothell, WA
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Compliance Officer II - Complaints
- Everett, WA (16 miles from Bothell, WA)
- 1 day ago
- Everett, WA (16 miles from Bothell, WA)
- 1 day ago
Compliance Officer II - Complaints Fully Remote United States Compliance Job Type Full-time Description ABOUT US Coastal Community Bank is a little bit of banking and a little bit of tech-ing. The...
Remote WorkFinance Risk Compliance Consultant
- Seattle, WA (11 miles from Bothell, WA)
- 1 day ago
- Seattle, WA (11 miles from Bothell, WA)
- 1 day ago
Job Description In Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive greater...
- Issaquah, WA (20 miles from Bothell, WA)
- 2 days ago
- Issaquah, WA (20 miles from Bothell, WA)
- 2 days ago
Regulatory Affairs Specialist ID: 551281 Posted: 6/12/2025 Location: Issaquah, WA Category: Admin - Administrative Job Type: Temporary Duration: 3 - 6 Months Description Are you an Regulatory...
Regulatory Affairs Specialist - China NMPA
- Issaquah, WA (20 miles from Bothell, WA)
- 2 days ago
- Issaquah, WA (20 miles from Bothell, WA)
- 2 days ago
Our client is currently seeking a Regulatory Affairs Specialist - China NMPA for a 3 - 6 month contract. Job Summary: We are seeking a Regulatory Affairs Specialist (Contractor) with hands-on...
Remote Work- Issaquah, WA (20 miles from Bothell, WA)
- 3 days ago
- Issaquah, WA (20 miles from Bothell, WA)
- 3 days ago
Date Posted: 06/12/2025 Hiring Organization: Rose International Position Number: 484069 Industry: Manufacturing Job Title: Regulatory Affairs Specialist Job Location: Issaquah, WA, USA, 98029 Work...
Sr Regulatory Compliance Specialist - 250000008C
- Kirkland, WA (5 miles from Bothell, WA)
- 4 days ago
- Kirkland, WA (5 miles from Bothell, WA)
- 4 days ago
Sr Regulatory Compliance Specialist - 250000008C Nintendo of America Inc. - Kirkland, WA Posted: 6/12/2025 - Expires: 9/10/2025 Job ID: 290357600 Apply Now I have already applied Save Job Print Email...
Regulatory Affairs Specialist - China NMPA (Ultrasound Imaging)
- Issaquah, WA (20 miles from Bothell, WA)
- 4 days ago
- Issaquah, WA (20 miles from Bothell, WA)
- 4 days ago
23 days in-office preferred. Overlap with China hours; Pacific Time Zone preferred Description: Job Summary: We are seeking a Regulatory Affairs Specialist (Contractor) with hands-on experience in...
Sr Regulatory Compliance Specialist
- Redmond, WA (6 miles from Bothell, WA)
- 5 days ago
- Redmond, WA (6 miles from Bothell, WA)
- 5 days ago
Nintendo of America Inc. About Nintendo of America\: From the launch of the Nintendo Entertainment System™ more than 30 years ago, Nintendo’s mission has been to create smiles through unique...
Regulatory Compliance Specialist
- Seattle, WA (11 miles from Bothell, WA)
- 5 days ago
- Seattle, WA (11 miles from Bothell, WA)
- 5 days ago
Compliance Specialist position is a part of Companion Life's Regulatory and Market Conduct Team within the Compliance Department....
- Seattle, WA (11 miles from Bothell, WA)
- 9 days ago
- Seattle, WA (11 miles from Bothell, WA)
- 9 days ago
Prepares, facilitates, coordinates, and submits documentation required by federal, state and local regulations and institutional requirements relating to the conduct of research. This includes...
Senior Financial Aid Specialist - Compliance
- Seattle, WA (11 miles from Bothell, WA)
- 10 days ago
- Seattle, WA (11 miles from Bothell, WA)
- 10 days ago
Senior Financial Aid Specialist - Compliance Herzing University paid time off, remote work United States, Washington, Seattle Jun 04, 2025 Description To participate in a remote work arrangement,...
Senior Regulatory Compliance Analyst - NERC / WECC
- Clyde Hill, WA (9 miles from Bothell, WA)
- 11 days ago
- Clyde Hill, WA (9 miles from Bothell, WA)
- 11 days ago
Puget Sound Energy is looking to grow our community with top talented individuals like you! With our rapidly growing, award winning energy efficiency programs, our pathway to an exciting and...
Senior Regulatory Affairs Specialist (Hybrid)
- Bellevue, WA (9 miles from Bothell, WA)
- 30+ days ago
- Bellevue, WA (9 miles from Bothell, WA)
- 30+ days ago
We are currently seeking a Senior Regulatory Affairs Specialist to join our Medical Division to be based Hybrid in Redmond, Washington. What you will do As part of the Medical Regulatory Affairs...
Senior NERC Regulatory Compliance Analyst Puget Sound Energy, Inc - Bothell, WA Posted: 5/2/2025 - Expires: 7/31/2025 Job ID: 288652365 Apply Now I have already applied Save Job Print Email Share...
Compliance Assurance Officer III
- Everett, WA (16 miles from Bothell, WA)
- 45+ days ago
- Everett, WA (16 miles from Bothell, WA)
- 45+ days ago
Compliance Assurance Officer III Fully Remote United States Compliance Job Type Full-time Description ABOUT US Coastal Community Bank is a leader in Banking with strong Financial infrastructure...
Remote WorkDemographic Data for Bothell, WA
Moving to Bothell, WA? Find some basic demographic data about Bothell, WA below.
Compliance Specialist Online Courses and Training Opportunities
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Salary for Compliance Specialist Jobs in Bothell, WA
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Bothell, WA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Private Banking
- 21 CFR 820
- Comprehensive Capital Analysis and Review
- Treasury
- BSA
- Treasury Management
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Management Consulting
- Anti-Money Laundering
- Mortgage Processing
- Business Administration
- Finance
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Staffing
- Analytical Skills
- Implementation
- Payroll
- Auditing
- Verbal Communication
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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