Compliance Analyst Jobs in Los Angeles, CA
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Work with Corporate Compliance colleagues to include reviews performed by the Compliance Officer are incorporated into applicable risk assessments....
Title- Financial Compliance Auditor Location- Los Angeles, CA Duration: Contract Work Mode: Hybrid Job Description: Education Required Associate's degree in lieu of degree, equivalent education...
Financial Compliance Auditor CONSULTING Fully Remote Full time Los Angeles California United States Consulting Risk Assurance About This Role Play a critical role in ensuring financial solvency...
Quality Assurance & Regulatory Affairs Specialist (Personal Care) Job #49939
- Los Angeles, CA
- 6 days ago
- Los Angeles, CA
- 6 days ago
Quality Assurance & Regulatory Affairs Specialist (Personal Care) Manufacturing Los Angeles, CA, US Pay Rate Low: 35 | Pay Rate High: 42 QA/RA Specialist (Personal Care) Employment Type: 6-month...
Compliance Associate (Bell Gardens, CA.)
- Bell Gardens, CA (3 miles from Los Angeles, CA)
- 11 days ago
- Bell Gardens, CA (3 miles from Los Angeles, CA)
- 11 days ago
Overview Parkwest Bicycle Casino is looking for an enthusiastic, motivated Compliance Associate to join our team? We are seeking a tram player who is ready to go the extra mile and support our...
Regulatory Affairs Specialist III - Food & Bev
- San Fernando, CA (24 miles from Los Angeles, CA)
- 12 days ago
- San Fernando, CA (24 miles from Los Angeles, CA)
- 12 days ago
Regulatory Affairs Specialist III - Food & Bev Kelly Science & Clinical is seeking a Regulatory Affairs Specialist III for a temp-to-hire position at a leading company in the food, flavor, and...
- Monterey Park, CA (7 miles from Los Angeles, CA)
- 17 days ago
- Monterey Park, CA (7 miles from Los Angeles, CA)
- 17 days ago
Job Summary This position is responsible for the development, implementation and monitoring of the Bank's compliance programs. The established programs will ensure that the Bank remains in...
Financial Compliance Auditor III, Claims Los Angeles, CA (Remote/Hybrid) 3-Month Contract (Possibility of conversion to a permanent position) Job ID 25-09703 Solugenix is assisting a client, a...
Financial Compliance Auditor III Los Angeles, CA (Hybrid) 3-Month Contract to Hire Job ID 25-09689 Solugenix is assisting a client, a health insurance company, in their search for a Financial...
Insurance Product Development Regulatory Compliance Analyst
- Los Angeles, CA
- 24 days ago
- Los Angeles, CA
- 24 days ago
Job Description We are looking for an Insurance Product Development Regulatory Compliance Analyst to support our Underwriting Business Units through the management, maintenance, and development of insurance...
Employment Law Counseling and Compliance Associate
- Los Angeles, CA
- 29 days ago
- Los Angeles, CA
- 29 days ago
Responsibilities Provide legal advice and counseling to clients on various employment law matters, including but not limited to discrimination, harassment, retaliation, and wage and hour issues...
Fair Banking Compliance Officer
- Studio City, CA (13 miles from Los Angeles, CA)
- 30+ days ago
- Studio City, CA (13 miles from Los Angeles, CA)
- 30+ days ago
Work with Corporate Compliance colleagues to include reviews performed by the Compliance Officer are incorporated into applicable risk assessments....
Governance, Risk, and Compliance Associate - Asset Management Consulting
- Los Angeles, CA
- 30+ days ago
- Los Angeles, CA
- 30+ days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
- Brea, CA (21 miles from Los Angeles, CA)
- 45+ days ago
- Brea, CA (21 miles from Los Angeles, CA)
- 45+ days ago
Job Description: The Regulatory Affairs Specialist is responsible for assembling CE Technical files and final review of deliverables for MDR regulatory compliance with the goal of achieving...
About Altruist Altruist is the modern custodian built exclusively for independent financial advisors that combines a self-clearing brokerage firm with intuitive software for account opening,...
Demographic Data for Los Angeles, CA
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Salary for Compliance Analyst Jobs in Los Angeles, CA
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Los Angeles, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- ISO Certified
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Gmail
- Mortgage Lending
- Offer Letters
- Annuities
- Commercial Banking
- 21 CFR 820
- Operations Analysis
- Tax Accounting
- Internal Control
- Equities
- Derivatives
- BSA
- Management Reporting
- Wealth Management
- Fixed Income
- Securities and Exchange Commission
- Lending
- Financial Services
- Anti-Money Laundering
- Mortgage Processing
- Business Administration
- Accounts Receivable
- Finance
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Implementation
- Payroll
- Auditing
- Analytical Skills
- Verbal Communication
- Documentation
- Reporting
- Collaboration
- Policy Development
- Filing
- Bachelor's Degree
- Regulations
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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