Compliance Analyst Jobs in Glendale, CA
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Staff International Regulatory Affairs Specialist
- Los Angeles, CA (13 miles from Glendale, CA)
- 9 hours ago
- Los Angeles, CA (13 miles from Glendale, CA)
- 9 hours ago
Summary As Staff Regulatory Affairs Specialist, you will be responsible for supporting MMS Dispensing products consisting of Medical Devices and Non-Medical Devices along with associated Software...
Financial Compliance Auditor III
- Los Angeles, CA (13 miles from Glendale, CA)
- 2 days ago
- Los Angeles, CA (13 miles from Glendale, CA)
- 2 days ago
Financial Compliance Auditor III Los Angeles, CA (Hybrid) 3-Month Contract to Hire Job ID 25-09689 Solugenix is assisting a client, a health insurance company, in their search for a Financial...
Insurance Product Development Regulatory Compliance Analyst
- Los Angeles, CA (13 miles from Glendale, CA)
- 3 days ago
- Los Angeles, CA (13 miles from Glendale, CA)
- 3 days ago
Comprehensive health, wellness, and financial planning options that employees can tailor to meet their personal and family needs....
Financial Compliance Auditor III
- Los Angeles, CA (13 miles from Glendale, CA)
- 4 days ago
- Los Angeles, CA (13 miles from Glendale, CA)
- 4 days ago
#202877 Financial Compliance Auditor III LOS ANGELES, CA DATE: Yesterday Overview PLACEMENT TYPE: Temporary SALARY: up to $55.53/hr START DATE: 07.14.2025 Make a real impact on healthcare...
Employment Law Counseling and Compliance Associate
- Los Angeles, CA (13 miles from Glendale, CA)
- 9 days ago
- Los Angeles, CA (13 miles from Glendale, CA)
- 9 days ago
Responsibilities Provide legal advice and counseling to clients on various employment law matters, including but not limited to discrimination, harassment, retaliation, and wage and hour issues...
Specialist-Compliance (100297)
- Torrance, CA (23 miles from Glendale, CA)
- 10 days ago
- Torrance, CA (23 miles from Glendale, CA)
- 10 days ago
Specialist-Compliance (100297) Requisition ID: 7506 Location: Torrance, CA, US, 90501 Workstyle: Onsite Shift: 1st Salary Range: $72,200.00 - $108,300.00 What Makes a Honda, is Who makes a Honda...
- Los Angeles, CA (13 miles from Glendale, CA)
- 12 days ago
- Los Angeles, CA (13 miles from Glendale, CA)
- 12 days ago
The Compliance Analyst may participate in resulting investigations and reporting....
- Hawthorne, CA (18 miles from Glendale, CA)
- 13 days ago
- Hawthorne, CA (18 miles from Glendale, CA)
- 13 days ago
LEGAL AND COMPLIANCE ANALYST As a Legal and Compliance Analyst, you will primarily support SpaceX's Starlink broadband internet business as part of the team responsible for ensuring compliance with...
Fair Banking Compliance Officer
- Studio City, CA (4 miles from Glendale, CA)
- 16 days ago
- Studio City, CA (4 miles from Glendale, CA)
- 16 days ago
Work with Corporate Compliance colleagues to include reviews performed by the Compliance Officer are incorporated into applicable risk assessments....
Regulatory Affairs Specialist - Valencia, CA
- Valencia, CA (24 miles from Glendale, CA)
- 19 days ago
- Valencia, CA (24 miles from Glendale, CA)
- 19 days ago
Regulatory Affairs Specialist Valencia, CA Kelly Science & Clinical is seeking a Regulatory Specialist for a temporary, long-term position (approx. 1 year) at a biotech company in Valencia, CA,...
Governance, Risk, and Compliance Associate - Asset Management Consulting
- Los Angeles, CA (13 miles from Glendale, CA)
- 21 days ago
- Los Angeles, CA (13 miles from Glendale, CA)
- 21 days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
Financial Compliance Auditor III Finance
- Los Angeles, CA (13 miles from Glendale, CA)
- 24 days ago
- Los Angeles, CA (13 miles from Glendale, CA)
- 24 days ago
Salary Range: $88,854.00 (Min.) - $115,509.00 (Mid.) - $142,166.00 (Max.) Established in 1997, L.A. Care Health Plan is an independent public agency created by the state of California to provide...
Senior Regulatory Affairs Specialist
- Valencia, CA (24 miles from Glendale, CA)
- 29 days ago
- Valencia, CA (24 miles from Glendale, CA)
- 29 days ago
Additional Location(s): US-CA-Valencia; US-CA-Sunnyvale; US-MN-Arden Hills; US-MN-Maple Grove; US-MN-Minnetonka Diversity - Innovation - Caring - Global Collaboration - Winning Spirit - High...
- Woodland Hills, CA (21 miles from Glendale, CA)
- 45+ days ago
- Woodland Hills, CA (21 miles from Glendale, CA)
- 45+ days ago
Axos Bank Target Range: $100,000.00/Yr. - $120,000.00/Yr. Actual starting pay will vary based on factors including, but not limited to, geographic location, experience, skills, specialty, and...
Broker Dealer Compliance Associate
- Los Angeles, CA (13 miles from Glendale, CA)
- 45+ days ago
- Los Angeles, CA (13 miles from Glendale, CA)
- 45+ days ago
About Altruist Altruist is the modern custodian built exclusively for independent financial advisors that combines a self-clearing brokerage firm with intuitive software for account opening,...
Demographic Data for Glendale, CA
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Salary for Compliance Analyst Jobs in Glendale, CA
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Glendale, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- ISO Certified
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Internal Audits
- Private Banking
- 21 CFR 820
- Equity Research
- BSA
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Mortgage Processing
- Anti-Money Laundering
- Business Administration
- Finance
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Staffing
- Analytical Skills
- Implementation
- Payroll
- Auditing
- Investigation
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
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