Compliance Analyst Jobs in Pleasanton, CA
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Principal Risk & Compliance Analyst
- Oakland, CA (21 miles from Pleasanton, CA)
- 18 hours ago
- Oakland, CA (21 miles from Pleasanton, CA)
- 18 hours ago
Requisition ID # 166909 Job Category: Compliance / Risk / Quality Assurance Job Level: Manager/Principal Business Unit: Gen Counsel, Ethics, Risk & Compliance Work Type: Hybrid Job Location:...
Senior Regulatory Affairs Specialist - International
- Palo Alto, CA (21 miles from Pleasanton, CA)
- 2 days ago
- Palo Alto, CA (21 miles from Pleasanton, CA)
- 2 days ago
Company Description Guardant Health is a leading precision oncology company focused on guarding wellness and giving every person more time free from cancer. Founded in 2012, Guardant is...
Regulatory Affairs Specialist 3
- Sunnyvale, CA (19 miles from Pleasanton, CA)
- 5 days ago
- Sunnyvale, CA (19 miles from Pleasanton, CA)
- 5 days ago
Company Description At Intuitive, we are united behind our mission: we believe that minimally invasive care is life-enhancing care. Through ingenuity and intelligent technology, we expand the...
Sr. Regulatory Affairs Specialist
- San Jose, CA (20 miles from Pleasanton, CA)
- 16 days ago
- San Jose, CA (20 miles from Pleasanton, CA)
- 16 days ago
Be part of something bigger! BD is one of the largest global medical technology companies in the world and is advancing the world of health by improving medical discovery, diagnostics, and the...
Regulatory Affairs Specialist II - Ventures (on-site Santa Clara, CA or St. Paul, MN)
- Santa Clara, CA (21 miles from Pleasanton, CA)
- 17 days ago
- Santa Clara, CA (21 miles from Pleasanton, CA)
- 17 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Principal Regulatory Affairs Specialist
- San Jose, CA (20 miles from Pleasanton, CA)
- 17 days ago
- San Jose, CA (20 miles from Pleasanton, CA)
- 17 days ago
Company Overview Embark on an enriching journey with PROCEPT BioRobotics, where our vision, mission, and values guide everything we do as a company. We are committed to revolutionizing treatment...
Quality Compliance Coordinator
- Palo Alto, CA (21 miles from Pleasanton, CA)
- 30+ days ago
- Palo Alto, CA (21 miles from Pleasanton, CA)
- 30+ days ago
Join us in pioneering breakthroughs in healthcare. For everyone. Everywhere. Sustainably. Our inspiring and caring environment forms a global community that celebrates diversity and individuality....
SAP S/4HANA Deployment Financial Compliance Specialist- Authorizations ( 2 years fixed term)
- San Jose, CA (20 miles from Pleasanton, CA)
- 30+ days ago
- San Jose, CA (20 miles from Pleasanton, CA)
- 30+ days ago
At Roche you can show up as yourself, embraced for the unique qualities you bring. Our culture encourages personal expression, open dialogue, and genuine connections, where you are valued,...
Senior Regulatory Affairs Specialist
- Redwood City, CA (24 miles from Pleasanton, CA)
- 45+ days ago
- Redwood City, CA (24 miles from Pleasanton, CA)
- 45+ days ago
Pulmonx is looking for a Sr Regulatory Affairs Specialist to join our team supporting all regulatory aspects of our groundbreaking medical devices. Your expertise will be crucial in ensuring that...
- Palo Alto, CA (21 miles from Pleasanton, CA)
- 45+ days ago
- Palo Alto, CA (21 miles from Pleasanton, CA)
- 45+ days ago
Mudflap serves the $800B trucking industry, the backbone of the U.S. economy. Our market-leading payment products help truckers save thousands of dollars on fuel (their #1 business expense), while...
Ant Group-US Sanctions Compliance Officer-Sunnyvale CA
- Sunnyvale, CA (19 miles from Pleasanton, CA)
- 45+ days ago
- Sunnyvale, CA (19 miles from Pleasanton, CA)
- 45+ days ago
Ant Star Ant Group-US Sanctions Compliance Officer-Sunnyvale CA Risk Management-Risk Strategy Operation Basic information Location: Sunnyvale Working years: More than 5 years Department: Ant Group...
Regulatory Affairs Specialist - Pleasanton, CA
- Pleasanton, CA
- 60+ days ago
- Pleasanton, CA
- 60+ days ago
Calyxo, Inc. is a medical device company headquartered in Pleasanton, California, USA. The company was founded in 2016 to address the profound need for improved kidney stone treatment. Kidney...
Senior Regulatory Affairs Specialist Vascular (on-site)
- Santa Clara, CA (21 miles from Pleasanton, CA)
- 90+ days ago
- Santa Clara, CA (21 miles from Pleasanton, CA)
- 90+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Regulatory Affairs Specialist - (NMPA/CFDA)
- Sunnyvale, CA (19 miles from Pleasanton, CA)
- 90+ days ago
- Sunnyvale, CA (19 miles from Pleasanton, CA)
- 90+ days ago
Company Description At Intuitive, we are united behind our mission: we believe that minimally invasive care is life-enhancing care. Through ingenuity and intelligent technology, we expand the...
Demographic Data for Pleasanton, CA
Moving to Pleasanton, CA? Find some basic demographic data about Pleasanton, CA below.
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Salary for Compliance Analyst Jobs in Pleasanton, CA
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Pleasanton, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- ICH Guidelines
- Private Banking
- 21 CFR 820
- Equity Research
- Alternative Investments
- Equities
- Derivatives
- Internal Control
- BSA
- Fixed Income
- Capital Markets
- Investment Banking
- Securities and Exchange Commission
- Lending
- Investment Management
- Financial Services
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Mortgage Processing
- Due Diligence
- Asset Management
- Finance
- Reimbursement
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Analytical Skills
- Auditing
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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