Compliance Analyst Jobs in Melville, NY
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Global Regulatory Reporting & Compliance Associate / VP Greenwich, CT, USA
- AQR
- Greenwich, CT (21 miles from Melville, NY)
- 8 days ago
- Greenwich, CT (21 miles from Melville, NY)
- 8 days ago
Global Regulatory Reporting & Compliance Associate / VP About AQR Capital Management AQR is a global investment firm built at the intersection of financial theory and practical application. We...
In PersonData Compliance - Associate/Vice President Greenwich, CT, USA
- AQR
- Greenwich, CT (21 miles from Melville, NY)
- 11 days ago
- Greenwich, CT (21 miles from Melville, NY)
- 11 days ago
Data Compliance - Associate/Vice President About AQR Capital Management AQR is a global investment firm built at the intersection of financial theory and practical application. We strive to...
In PersonCompliance Officer - Quant Trading
- Millennium Management
- Old Greenwich, CT (19 miles from Melville, NY)
- 12 days ago
- Old Greenwich, CT (19 miles from Melville, NY)
- 12 days ago
Compliance Officer - Quant Trading Position Details Provide ongoing compliance advisory to the Firm's largest portfolio manager Experience with addressing algorithmic/systematic trading matters is...
In PersonGlobal Regulatory Reporting & Compliance Associate / VP
- AQR
- Greenwich, CT (21 miles from Melville, NY)
- 22 days ago
- Greenwich, CT (21 miles from Melville, NY)
- 22 days ago
About AQR Capital Management AQR is a global investment firm built at the intersection of financial theory and practical application. We strive to deliver concrete, long-term results by looking...
In PersonED, Regional Compliance Officer (Northeast)
- Morgan Stanley
- Harrison, NY (21 miles from Melville, NY)
- 30+ days ago
- Harrison, NY (21 miles from Melville, NY)
- 30+ days ago
, Options, Unit Investment Trusts, and Mutual Funds; > A thorough understanding of conflicts of interest and business practices typically associated with a broker-dealer (e.g. gifts, non-cash compensation...
In PersonAssociate Fund Compliance Administrator
- Ultimus
- Hauppauge, NY (10 miles from Melville, NY)
- 60+ days ago
- Hauppauge, NY (10 miles from Melville, NY)
- 60+ days ago
Experience working within the financial services and/or the mutual funds industry. KNOWLEDGE Automated post-trade compliance system. Microsoft Office Suite. Adobe Acrobat....
In PersonData Compliance - Associate/Vice President
- AQR
- Greenwich, CT (21 miles from Melville, NY)
- 90+ days ago
- Greenwich, CT (21 miles from Melville, NY)
- 90+ days ago
About AQR Capital Management AQR is a global investment firm built at the intersection of financial theory and practical application. We strive to deliver concrete, long-term results by looking...
In PersonDemographic Data for Melville, NY
Moving to Melville, NY? Find some basic demographic data about Melville, NY below.
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Salary for Compliance Analyst Jobs in Melville, NY
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Melville, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- OFAC
- 21 CFR 820
- Tila Respa Integrated Disclosures
- Equities
- Management Reporting
- Wealth Management
- Securities and Exchange Commission
- BSA
- Derivatives
- Know Your Customer
- Audit Support
- Fixed Income
- Internal Control
- Investment Management
- Anti-Money Laundering
- Financial Services
- Due Diligence
- Resolution
- Finance
- Accounting
- Reimbursement
- Analytical Skills
- Risk Management
- Strategy Development
- Auditing
- Written Communication
- Investigation
- Documentation
- Interpersonal Skills
- Implementation
- Verbal Communication
- Reporting
- Policy Development
- Filing
- Collaboration
- Education Experience
- Bachelor's Degree
- Sales
- Regulations
- Microsoft Excel
- Research Skills
- Microsoft Office
- Project Management
- Problem Solving
- Staff Supervision
- Scheduling
- Time Management
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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