Compliance Analyst Jobs in New York, NY
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Advisory Compliance Officer - Fixed Income Business Line Compliance
- New York, NY
- 16 days ago
- New York, NY
- 16 days ago
Advisory Compliance Officer - Fixed Income Business Line ComplianceCountry: United States of America Your Journey Starts Here: Santander is a global leader and innovator in the financial services...
Date: Jun 14, 2025 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior CRA Compliance Officer - US CRA US CRA We are looking for a Senior CRA Compliance Officer to...
Sr. Regulatory Affairs Specialist - Franklin Lakes, NJ
- Franklin Lakes, NJ (21 miles from New York, NY)
- 3 days ago
- Franklin Lakes, NJ (21 miles from New York, NY)
- 3 days ago
Summary Job Description We are the makers of possible BD is one of the largest global medical technology companies in the world. Advancing the world of health is our Purpose, and its no small...
Cybersecurity Governance, Risk and Compliance Analyst
- Iselin, NJ (20 miles from New York, NY)
- 7 days ago
- Iselin, NJ (20 miles from New York, NY)
- 7 days ago
This is an opportunity to join Ascot Group - one of the world's preeminent specialty risk underwriting organizations. Designed as a modern-era company operating through an ecosystem of...
Quality and Regulatory Affairs Specialist-Mount Sinai Brooklyn - Full-time
- New York, NY
- 7 days ago
- New York, NY
- 7 days ago
Description The Quality and Regulatory Specialist facilitates and participates in the implementation of the multidisciplinary hospital and system wide Clinical Quality and Patient Safety...
AML Transaction Monitoring Analyst - Compliance - New York, New York, United States
- New York, NY
- 8 days ago
- New York, NY
- 8 days ago
Responsibilities The candidate will be responsible for reviewing alerts of potentially suspicious activity generated via the Bank's automated transaction monitoring system; closes or escalates...
Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and...
About the Role: Grade Level (for internal use): 10 About the Role/The Team: We are seeking an additional team member to support the implementation of regulatory action plans in the Americas,...
Quality Assurance and Regulatory Affairs Specialist
- Bogota, NJ (8 miles from New York, NY)
- 10 days ago
- Bogota, NJ (8 miles from New York, NY)
- 10 days ago
Quality Assurance and Regulatory Affairs Specialist Description The Quality Assurance and Regulatory Affairs Specialist will be responsible for supporting local Quality and Regulatory strategies,...
Analyst-Compliance, Global Financial Crimes Compliance, Product Approval
- New York, NY
- 10 days ago
- New York, NY
- 10 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
IT Risk and Compliance Analyst NYC or Chicago Hybrid 2 days Onsite Job Description: Must Have: Strong communication skills to all levels, with previous experience of writing reports for senior staff...
Advisory Compliance Officer - Fixed Income Business Line Compliance. Job in New York Gr8Jobs
- New York, NY
- 12 days ago
- New York, NY
- 12 days ago
Advisory Compliance Officer - Fixed Income Business Line ComplianceCountry: United States of America Your Journey Starts Here: Santander is a global leader and innovator in the financial services...
This is a high-impact role within a small team focused on equity research distribution for institutional clients....
Compliance Associate 3.6 3.6 out of 5 stars New York, NY 10018 Hybrid work Position Summary This position reports to the Associate General Counsel/Compliance Officer and is part of the Legal and...
IT Risk and Compliance Analyst in New York, NY/ Chicago, IL office at least 2 days a week
- New York, NY
- 15 days ago
- New York, NY
- 15 days ago
Must Haves Strong communication skills to all levels, with previous experience of writing reports for senior staff Experience of ITIL Project Management experience Degree in technology-based...
Demographic Data for New York, NY
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Salary for Compliance Analyst Jobs in New York, NY
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in New York, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Gmail
- Mortgage Lending
- Offer Letters
- Annuities
- Commercial Banking
- 21 CFR 820
- Tax Accounting
- Operations Analysis
- Internal Control
- Equities
- Derivatives
- BSA
- Management Reporting
- Wealth Management
- Fixed Income
- Securities and Exchange Commission
- Lending
- Financial Services
- Anti-Money Laundering
- Mortgage Processing
- Fraud Investigation
- Fundraising
- Business Administration
- Finance
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Implementation
- Analytical Skills
- Payroll
- Auditing
- Verbal Communication
- Collaboration
- Flexibility
- Reporting
- Documentation
- Filing
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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