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Compliance Analyst Jobs in New York, NY

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1-15 of 99 Jobs
Electronic Trading Senior Compliance Officer
Morgan Stanley - New York, NY
Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm?...
2 days ago
Analyst, Compliance Consulting
Duff & Phelps - New York, NY
In a world of disruption and increasingly complex business challenges, our professionals bring truth into focus with the Kroll Lens. Our sharp analytical skills, paired with the latest technology,...
2 days ago
Compliance Officer, Financial Crime Anti-Money Laundering & Tax Transparency - Gm2Q
HSBC - New York, NY
day old Compliance Officer, Financial Crime Anti-Money Laundering & Tax Transparency - 0000GM2Q HSBC Bank USA New York, United States Add to Favorites Share Job Apply Now Apply on the Company Site...
Remote Work
2 days ago
WM Compliance Officer, VP
Morgan Stanley - Purchase, NY (24 miles from New York, NY)
Team Description\: The Morgan Stanley Wealth Management Compliance Product Advisory Group is responsible for the design, implementation and management of the compliance program for the following products...
2 days ago
Analyst, Compliance
Prudential - Newark, NJ (9 miles from New York, NY)
Job Classification: Corporate - Legal and Compliance Performs detailed analysis of potential and existing clients to identify high-risk criteria, document results, and consult with AMLU Management...
1 day ago
Compliance Officer, AVP
MUFG (DBA) - New York, NY
Compliance Officer, AVP Requisition # 10047547-WD Job Type Full time Location New York, New York Date Posted 11/24/2021 Your potential. Your opportunity. Do you want your voice heard and your...
2 days ago
Legal & Compliance Senior Compliance Officer/Senior Counsel
The Madison-Davis Group Inc - New York, NY
EXTERNAL ROLE The Senior Compliance Officer/Senior Counsel will provide legal and compliance oversight including developing and maintaining effective controls designed to monitor the effectiveness...
2 days ago
Vice President, Pgim Chief Compliance Officer
Prudential - Newark, NJ (9 miles from New York, NY)
Vice President, PGIM Chief Compliance Officer Newark, NJ, USA Job Classification: Corporate - Legal and Compliance PGIM, the asset management business of Prudential Financial, Inc. (Prudential) is...
3 days ago
IB Operational Risk Control Compliance Officer
UBS - New York, NY
We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank....
3 days ago
Senior Business Analyst - Compliance Trade Reporting
Societe Generale - New York, NY
Responsibilities: U.S. Regulatory Reporting Subject Matter Expert for FINRA Consolidated Audit Trail System (CAT), Large Option Position Reporting (LOPR), Electronic Blue Sheets, ACT/ ORF, TRACE,...
4 days ago
Analyst, Compliance Consulting
Kinetic Partners - New York, NY
Skip to main content Duff and Phelps logo CAREERS LIFE AT KROLL Kroll Experience Forward Thinking Growth WORKING HERE Opportunity And Support Network Of Women Our Team Talks One Flexible Team...
4 days ago
Compliance Officer, Fixed
Jefferies Financial Group Inc - New York, NY
Compliance Officer, Fixed Income - ( 210001X0 ) Description Primary Responsibilities: This position is based in New York City in the Fixed Income Compliance Advisory Group and will be primarily...
4 days ago
Aml Compliance Officer Fic & Cru Vice President
Madison Davis Group - New York, NY
AML Compliance Officer FIC & CRU Vice President The Madison-Davis Group Inc New York, NY Full Time Apply on company site Job Details EXTERNAL ROLE Overview Anti-Financial Crime (AFC) Compliance is...
4 days ago
Chief Compliance Officer
Peak Organization - New York, NY
Chief Compliance Officer Peak Organization New York, NY Full Time Apply on company site Job Details Chief Compliance Officer A boutique firm in Manhattan is looking to add a Chief Compliance...
5 days ago
Senior Trading Compliance Officer
Peak Organization - New York, NY
Senior Trading Compliance Officer Peak Organization New York, NY Full Time Apply on company site Job Details Senior Trading Compliance Officer A leading financial services firm is seeking to add a...
5 days ago

Demographic Data for New York, NY

Moving to New York, NY? Find some basic demographic data about New York, NY below.

1,577,385
104,785
Large

Compliance Analyst Online Courses and Training Opportunities

Coursera
Regulatory Compliance
Every organization faces a myriad of risks that can threaten its operations, reputation, and bottom line. A robust, effective compliance program can make the difference between companies that...
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What is Compliance?
Compliance isn't only about preventing problems and ensuring that everyone is abiding by laws, rules, and regulations. It's also about the positive impact a robust and ethical compliance program...
FutureLearn
Construction Ethics and Compliance

Some of the largest construction firms in the world have faced the prospect of multi-million fines for significant breaches of ethics and compliance recently from bribery and collusion to...

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Title Synonyms

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Salary for Compliance Analyst Jobs in New York, NY

This is the average annual salary for Compliance Analyst jobs in New York, NY as reported by the BLS.

$88,024

Top Hiring Companies

Top hiring companies in your area for Compliance Analyst positions

Licensing / Certification

Required or preferred licenses and certifications for Compliance Analyst positions.

Highest Education Level

Compliance Analysts in New York, NY offer the following education background
  • Bachelor's Degree (47.0%)
  • Master's Degree (34.4%)
  • Doctorate Degree (6.4%)
  • Associate's Degree (4.3%)
  • High School or GED (3.8%)
  • Vocational Degree or Certification (3.4%)
  • Some College (0.7%)
  • Some High School (0.1%)

Average Work Experience

Here's a breakdown of the number of years' experience offered by Compliance Analysts in New York, NY
  • 4-6 years (48.1%)
  • 8-10 years (21.5%)
  • 6-8 years (18.4%)
  • 2-4 years (4.9%)
  • 1-2 years (3.5%)
  • Less than 1 year (2.3%)
  • 10+ years (1.2%)

Qualifications / Skill Sets

The following top skills are often required or desired to land a Compliance Analyst position

= trending

Other Titles

Here are some other career titles that require similar skills

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