Compliance Manager Jobs in New York, NY
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Urgent Need - Hybrid - Sr.Information Security Risk Compliance Manager
- New York City, NY (2 miles from New York, NY)
- 10 hours ago
- New York City, NY (2 miles from New York, NY)
- 10 hours ago
Information Security Risk Compliance Manager Location: New York, NY Duration: 12 Months Hybrid 3 days on site and 2 days remote....
Role : IT Security Risk Compliance Manager Location: New York, NY Duration: Long Term Note : 35h/week Client is seeking an Information Security Risk Compliance Manager who will have the responsibility...
The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...
Compliance Manager - Credit Card Business Oversight
- New York, NY
- 20 hours ago
- New York, NY
- 20 hours ago
. + Certified Regulatory Compliance Manager (CRCM) a plus **Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates...
- New York, NY
- 1 day ago
- New York, NY
- 1 day ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
In 2023, we acquired Cowen Inc., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank....
- Roseland, NJ (16 miles from New York, NY)
- 2 days ago
- Roseland, NJ (16 miles from New York, NY)
- 2 days ago
ADP is hiring a Director, Compliance. Are you excited about managing projects and programs? Do you enjoy supporting the business and working cross functionally with different teams? Are you...
- New York City, NY (2 miles from New York, NY)
- 2 days ago
- New York City, NY (2 miles from New York, NY)
- 2 days ago
The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...
About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud...
Managing Director, Compliance & Regulatory Risk Assessment
- Jericho, NY (23 miles from New York, NY)
- 6 days ago
- Jericho, NY (23 miles from New York, NY)
- 6 days ago
Educations, Skills & Experience: Bachelor's or advanced degree required 10+ years of experience in compliance or risk management ABA Certified Regulatory Compliance Manager (CRCM) Certified Enterprise...
Preferred Qualifications JD or Certified Regulatory Compliance Manager (CRCM) designation. Experience working in a large financial institution or experience as a bank regulatory examiner....
- Livingston, NJ (17 miles from New York, NY)
- 8 days ago
- Livingston, NJ (17 miles from New York, NY)
- 8 days ago
Job Description: Regulatory Compliance Manager Joining our Financial Services Consulting practice is an opportunity to help make the world more honest, transparent, safe, and secure....
Manager (CRCM) or a relevant certification 6 + years of experience in auditing one of the following areas: consumer compliance, banking or financial services industry, risk management. 6+ years of...
As the Risk and Compliance Manager you will have experience with sanctions screening and ensuring compliance with relevant regulations....
Job Description: Regulatory Compliance Manager Joining our Financial Services Consulting practice is an opportunity to help make the world more honest, transparent, safe, and secure....
Demographic Data for New York, NY
Moving to New York, NY? Find some basic demographic data about New York, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in New York, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in New York, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Equity Research
- Tax Accounting
- Treasury
- Internal Control
- Retirement Planning
- Equities
- BSA
- Consumer Lending
- Management Reporting
- Employee Benefits
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Anti-Money Laundering
- Financial Reporting
- Fraud Investigation
- Due Diligence
- Executive Management
- Asset Management
- Fundraising
- Resolution
- Finance
- Reimbursement
- Accounting
- Change Management
- Risk Management
- Strategy Development
- Staffing
- Implementation
- Auditing
- Investigation
- Verbal Communication
- Mentoring
- Collaboration
- Flexibility
- Reporting
- Budgets
- Documentation
- Coaching
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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