Compliance Analyst Jobs in Audubon, PA
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Piper Companies is seeking a Regulatory Affairs Specialist to join an orthopedic medical device company headquarters in Audubon, Pennsylvania. The Regulatory Affairs Specialist assists with...
- Philadelphia, PA (17 miles from Audubon, PA)
- 9 days ago
- Philadelphia, PA (17 miles from Audubon, PA)
- 9 days ago
Company Credit Genie is a mobile-first financial wellness platform designed to help individuals take control of their financial future. We leverage artificial intelligence to provide personalized...
- Philadelphia, PA (17 miles from Audubon, PA)
- 11 days ago
- Philadelphia, PA (17 miles from Audubon, PA)
- 11 days ago
Who we are: At Nasdaq, we are relentlessly reimagining the world of tomorrow - one that is built on innovative technology, fueled by market-moving insights and driven by forward thinking. We...
At Globus Medical, we move with a sense of urgency to deliver innovations that improve the quality of life of patients with musculoskeletal disorders. Our team is inspired by the needs of these...
- West Chester, PA (16 miles from Audubon, PA)
- 25 days ago
- West Chester, PA (16 miles from Audubon, PA)
- 25 days ago
Senior Compliance Associate Date: Jul 22, 2025 Location: West Chester, United States, Pennsylvania, 19380 Company: Teva Pharmaceuticals Job Id: 62950 **Who we are** Together, were on a mission to...
Sr Product Stewardship & Regulatory Affairs Specialist Job
- Radnor, PA (6 miles from Audubon, PA)
- 30+ days ago
- Radnor, PA (6 miles from Audubon, PA)
- 30+ days ago
In conjunction with the Specialty Surfactants Business Unit (BU) for which the position is responsible, manage activities to assure compliance with legal and corporate product stewardship and...
Global Senior Governance, Risk, and Compliance Analyst (King Of Prussia, PA, US, 19406)
- King of Prussia, PA (4 miles from Audubon, PA)
- 30+ days ago
- King of Prussia, PA (4 miles from Audubon, PA)
- 30+ days ago
Requistion Number: 26210 When you work for AmeriGas, you become a part of something BIG! Founded in 1959, AmeriGas is the nation's premiere propane company, serving over 1.5 million residential,...
- Glen Mills, PA (18 miles from Audubon, PA)
- 45+ days ago
- Glen Mills, PA (18 miles from Audubon, PA)
- 45+ days ago
In this role, the Compliance Associate will play a key part in supporting and implementing compliance programs for SEC-registered investment advisers and funds (including mutual funds and ETFs)....
U.S. Anti-Money Laundering Compliance Officer
- Malvern, PA (11 miles from Audubon, PA)
- 45+ days ago
- Malvern, PA (11 miles from Audubon, PA)
- 45+ days ago
Vanguard is seeking a dynamic and experienced leader to join our team as the U.S. AMLCO. This executive role is crucial in safeguarding our organization and clients from financial crimes,...
Analyst, Compliance & Product Support
- Exton, PA (15 miles from Audubon, PA)
- 60+ days ago
- Exton, PA (15 miles from Audubon, PA)
- 60+ days ago
As an Analyst, you will be a member of the compliance team and will play an integral role in AXA XL's US (Re) Insurance Compliance and Regulatory operations. This team is part of AXA XL's North...
Technical Business Analyst Compliance Technology Experienced Hire
- Philadelphia, PA (17 miles from Audubon, PA)
- 60+ days ago
- Philadelphia, PA (17 miles from Audubon, PA)
- 60+ days ago
Overview Susquehanna International Group is seeking an experienced Technical Business Analyst to join our compliance technology team in the Philadelphia office. The compliance technology team...
Global Senior Governance, Risk, and Compliance Analyst
- King of Prussia, PA (4 miles from Audubon, PA)
- 90+ days ago
- King of Prussia, PA (4 miles from Audubon, PA)
- 90+ days ago
Requistion Number: 26210 When you work for AmeriGas, you become a part of something BIG! Founded in 1959, AmeriGas is the nations premiere propane company, serving over 1.5 million residential,...
At Globus Medical, we move with a sense of urgency to deliver innovations that improve the quality of life of patients with musculoskeletal disorders. Our team is inspired by the needs of these...
Demographic Data for Audubon, PA
Moving to Audubon, PA? Find some basic demographic data about Audubon, PA below.
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Salary for Compliance Analyst Jobs in Audubon, PA
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Audubon, PA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- ICH Guidelines
- Private Banking
- 21 CFR 820
- Equity Research
- Alternative Investments
- Equities
- Derivatives
- Internal Control
- BSA
- Fixed Income
- Capital Markets
- Investment Banking
- Securities and Exchange Commission
- Lending
- Investment Management
- Financial Services
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Mortgage Processing
- Due Diligence
- Asset Management
- Finance
- Reimbursement
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Analytical Skills
- Auditing
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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