Compliance Analyst Jobs in Dallas, TX
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Lead Compliance Officer - Implementation and Monitoring Team
- Irving, TX (8 miles from Dallas, TX)
- 23 hours ago
- Irving, TX (8 miles from Dallas, TX)
- 23 hours ago
About this role:** Wells Fargo is seeking a Lead Compliance Officer for the Implementation and Monitoring team as part of Corporate Compliance Regulatory Change Management (CRCM)....
Senior Lead Compliance Officer - Regulatory Change & Inventory Management
- Irving, TX (8 miles from Dallas, TX)
- 1 day ago
- Irving, TX (8 miles from Dallas, TX)
- 1 day ago
About this role: Wells Fargo is seeking a Senior Lead Compliance Officer to join the Regulatory Change & Inventory Management (RCIM) team within Wells Fargo Compliance. Learn more about the career...
Texas Capital is built to help businesses and their leaders. Our depth of knowledge and expertise allows us to bring the best of the big firms at a scale that works for our clients, with highly...
Compliance, Consumer Compliance, Associate, Richardson TX
- Richardson, TX (12 miles from Dallas, TX)
- 3 days ago
- Richardson, TX (12 miles from Dallas, TX)
- 3 days ago
Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance...
- DFW Airport, TX (15 miles from Dallas, TX)
- 5 days ago
- DFW Airport, TX (15 miles from Dallas, TX)
- 5 days ago
Regulatory Affairs Analyst II Waters Corporation Bangalore, IN Overview The Regulatory Affairs Specialist II has primary responsibility for provision of In Vitro Diagnostic regulatory support to...
Regulatory Affairs Specialist III (Plano, TX)
- Plano, TX (18 miles from Dallas, TX)
- 10 days ago
- Plano, TX (18 miles from Dallas, TX)
- 10 days ago
The Regulatory Affairs Level III (Senior Specialist) position is responsible for global product registrations and ensuring regulatory compliance in the design, manufacturing, and sales of medical...
What You'll Do Support the development and maintenance of our operational and key control inventories. Design and document control objectives, performance procedures, and testing protocols....
Audit Regulatory Affairs Specialist
- Richardson, TX (12 miles from Dallas, TX)
- 13 days ago
- Richardson, TX (12 miles from Dallas, TX)
- 13 days ago
At HCSC, our employees are the cornerstone of our business and the foundation to our success. We empower employees with curated development plans that foster growth and promote rewarding,...
Midstream Regulatory Compliance Specialist Location: Dallas, TX Department: Regulatory Affairs / Compliance Reports To: VP of Engineering & Technical Services Employment Type: Full-Time Experience...
Sr Quality & Compliance Associate- Remote in Dallas/ Irving, TX
- Dallas, TX
- 25 days ago
- Dallas, TX
- 25 days ago
Sr Quality & Compliance Associate- Remote in Dallas/ Irving, TX Job ID 224829 Posted 16-Jun-2025 Service line GWS Segment Role type Full-time Areas of Interest Risk Management Location(s) Dallas -...
Remote WorkGovernance, Risk, and Compliance Associate - Asset Management Consulting
- Dallas, TX
- 30+ days ago
- Dallas, TX
- 30+ days ago
The Weaver Experience Weaver is a full-service national accounting, advisory and consulting firm with opportunities for professionals in many different fields. We seek to bring a human element to...
- Irving, TX (8 miles from Dallas, TX)
- 30+ days ago
- Irving, TX (8 miles from Dallas, TX)
- 30+ days ago
Why GM Financial? GM Financial promotes an inclusive Culture to Win that is centered around leading with core values, empowering team members, and accomplishing strategic priorities while...
MORE ABOUT THIS SKILLSET Manage the firm's compliance, regulatory and reputational risks by ensuring adherence to laws, rules and regulations. Our colleagues in Global Compliance are responsible...
Airworthiness/Regulatory Compliance Specialist (Integrated Management System/IMS)
- Dallas, TX
- 30+ days ago
- Dallas, TX
- 30+ days ago
MTU Maintenance Dallas is part of the world's largest independent jet engine MRO company based in Germany providing aftermarket and OEM-licensed engine maintenance services worldwide. As a part of...
Compliance, Wealth Management Compliance - Associate - Dallas
- Dallas, TX
- 30+ days ago
- Dallas, TX
- 30+ days ago
GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance...
Demographic Data for Dallas, TX
Moving to Dallas, TX? Find some basic demographic data about Dallas, TX below.
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Salary for Compliance Analyst Jobs in Dallas, TX
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Dallas, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Gmail
- Mortgage Lending
- Offer Letters
- Annuities
- Commercial Banking
- 21 CFR 820
- Tax Accounting
- Operations Analysis
- Internal Control
- Equities
- Derivatives
- BSA
- Management Reporting
- Wealth Management
- Fixed Income
- Securities and Exchange Commission
- Lending
- Financial Services
- Anti-Money Laundering
- Mortgage Processing
- Fraud Investigation
- Fundraising
- Business Administration
- Finance
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Implementation
- Analytical Skills
- Payroll
- Auditing
- Verbal Communication
- Collaboration
- Flexibility
- Reporting
- Documentation
- Filing
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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