Compliance Analyst Jobs in Salt Lake City, UT
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Analyst-Compliance Monitoring & Testing
- Sandy, UT (8 miles from Salt Lake City, UT)
- 1 day ago
- Sandy, UT (8 miles from Salt Lake City, UT)
- 1 day ago
Description At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities,...
Internal Audit-Salt Lake City-Analyst- Compliance & Legal
- Salt Lake City, UT
- 1 day ago
- Salt Lake City, UT
- 1 day ago
Internal Audit - Compliance & Legal, Analyst The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial...
Analyst-Compliance: Quality Control Review
- Sandy, UT (8 miles from Salt Lake City, UT)
- 6 days ago
- Sandy, UT (8 miles from Salt Lake City, UT)
- 6 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Description Position Summary: A member of the RA team responsible for developing regulatory strategy and assessing regulatory risks for products (for both registration and change), driving IVD (as...
About Us Rho is the all-in-one banking platform for startups and the accountants supporting them. With banking setup in minutes, 2% cashback cards, and powerful tools for managing spend, paying...
The Regulatory Affairs position within Regulatory Policy & Intelligence (RP&I) is responsible for contributing to or leading impact assessments and for changes to regulatory requirements,...
- Sandy, UT (8 miles from Salt Lake City, UT)
- 30+ days ago
- Sandy, UT (8 miles from Salt Lake City, UT)
- 30+ days ago
Description At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities,...
Tax - Operations - New Bus & Tax Regulatory Compliance - Analyst
- Salt Lake City, UT
- 45+ days ago
- Salt Lake City, UT
- 45+ days ago
Tax - Operations - Bus & Tax Regulatory Compliance - Analyst Spectraforce Technologies United States, Utah, Salt Lake City Jun 25, 2025 Job Title: Tax - Operations - Bus & Tax Regulatory Compliance...
Demographic Data for Salt Lake City, UT
Moving to Salt Lake City, UT? Find some basic demographic data about Salt Lake City, UT below.
Compliance Analyst Online Courses and Training Opportunities
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Salary for Compliance Analyst Jobs in Salt Lake City, UT
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Salt Lake City, UT offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- ICH Guidelines
- Private Banking
- 21 CFR 820
- Equity Research
- Alternative Investments
- Equities
- Derivatives
- Internal Control
- BSA
- Fixed Income
- Capital Markets
- Investment Banking
- Securities and Exchange Commission
- Lending
- Investment Management
- Financial Services
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Mortgage Processing
- Due Diligence
- Asset Management
- Finance
- Reimbursement
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Analytical Skills
- Auditing
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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