Compliance Analyst Jobs in Seattle, WA
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Chief Operating Officer and Chief Compliance Officer (COO/CCO)
- Seattle, WA
- 3 hours ago
- Seattle, WA
- 3 hours ago
Chief Operating Officer and Chief Compliance Officer (COO/CCO) About the Company Ambitious provider of home & community-based services Industry Hospital & Health Care Type Privately Held About the...
Regulatory Affairs Analyst Seattle, WA Req ID: 361660 Job Category: Research Schedule: Full time Work Location: Swedish First Hill 801 Broadway-Seattle Shift: Day Who We Are Benefits Join Our...
Prepares, facilitates, coordinates, and submits documentation required by federal, state and local regulations and institutional requirements relating to the conduct of research. This includes...
To get the best candidate experience, please consider applying for a maximum of 3 roles within 12 months to ensure you are not duplicating efforts. Job Category Global Affairs Job Details About...
The Data Privacy and Compliance Analyst is responsible for assessing applications, policies/procedures, and business operations to ensure the organization meets privacy requirements and government regulations...
Remote WorkWe are seeking to hire two full-time Finance Compliance Analysts to join the team....
**In addition to the salary posted above, this position is currently receiving an additional 5% premium pay due to the position being in King County. The Washington State Housing Finance...
Treasury Analyst - Compliance, Administrative and Compliance Group
- Seattle, WA
- 45+ days ago
- Seattle, WA
- 45+ days ago
Amazon seeks a Treasury Analyst to join the Treasury Control Team, which oversees Compliance, M&A Integrations, Exposure Management, and Middle Office treasury activities. The primary focus of...
Minimum Qualifications Bachelor's degree in a related technical field and approximately 5 years of relevant experience working in a compliance, risk management, or cybersecurity role. Experience...
Financial planning and group legal 15....
Demographic Data for Seattle, WA
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Salary for Compliance Analyst Jobs in Seattle, WA
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Seattle, WA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- ISO Certified
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- 21 CFR 820
- Mutual Funds
- Management Reporting
- Equities
- Derivatives
- BSA
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Anti-Money Laundering
- Financial Services
- Revenue Cycle
- Business Processes
- Fraud Investigation
- Medicaid
- Medicare
- Resolution
- Finance
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Implementation
- Verbal Communication
- Written Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Data Analysis
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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