Compliance Manager Remote & Hybrid Only Jobs in New York
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Job Title : Global Trade Compliance Manager Reporting To: Director, Gbl Trade Compliance Work Schedule: Hybrid Buffalo, NY Moog is hiring for a Global Trade Compliance Manager in East Aurora, NY!...
Hybridmanager for Wise US Inc. to understand potentially competing regulatory environments Develop and implement an effective sanctions risk framework working closely with the product and compliance officers...
In PersonMake an Impact The Risk, Controls and Compliance Manager leads the implementation, assessment and ongoing effectiveness of Edrington's global control framework across the Americas, including control...
In PersonManager- Compliance Customer Risk Rating
- American Express
- New York, NY
- 7 days ago
- New York, NY
- 7 days ago
American Expresss Global Financial Crimes Compliance (GFCC) teams are responsible for end-to-end support and oversight of global financial crimes processes. GFCC manages risk associated with money...
In PersonGlobal Financial Crimes Compliance Customer Risk Rating, Director (Band 40): Hybrid The Role The American Express Global Financial Crimes Compliance (GFCC) function provides second-line policy,...
In PersonSenior Compliance Manager, DSM Infrastructure (FTC) New York, NY, USA
- London Stock Exchange Group
- New York, NY
- 12 days ago
- New York, NY
- 12 days ago
The Senior Compliance Manager will provide advice and guidance on the application of the rules and regulatory requirements that apply to the digital businesses that DSM Compliance supports....
In Person Part TimeDirector, Compliance Consulting At Kroll, you will deliver expert advice and guidance to a wide variety of financial firms in managing their SEC Investment Advisers Act of 1940 and the Investment...
In PersonCompliance Management Lead - Vice President
- JPMorgan Chase Bank, N.A.
- New York, NY
- 19 days ago
- New York, NY
- 19 days ago
Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a...
In Person- Urban League of Rochester
- Rochester, NY
- 27 days ago
- Rochester, NY
- 27 days ago
Job Type: Regular Full-Time Reports To: Comptroller / Executive Vice Presidents of Programs Position Summary The Grants Compliance Manager ensures the Urban League of Rochester maintains strong internal...
In PersonAs an IT Financial Compliance Manager, you will evaluate systems, databases, and processes to ensure strong control design and effective operation across infrastructure, change management, and financial...
In PersonAssociate Director of Compliance
- Webull Financial
- New York, NY
- 30+ days ago
- New York, NY
- 30+ days ago
Webull is a leading digital brokerage platform built on next generation global infrastructure. At Webull, we believe that everyone should have an equal opportunity to control their own financial...
In PersonCompliance - Compliance Management Lead - Vice President
- JPMorganChase
- New York, NY
- 30+ days ago
- New York, NY
- 30+ days ago
Compliance - Compliance Management Lead - Vice President JPMorganChase - 3.9 New York, NY Job Details Full-time $128,250 - $195,000 a year 17 hours ago Benefits Health insurance Tuition...
In PersonDirector, Compliance & Control
- The Bank of New York Mellon
- New York, NY
- 30+ days ago
- New York, NY
- 30+ days ago
JobID: 76918 Category: Compliance & Control JobSchedule: Full time Posted Date: 2026-04-24T15:58:26+00:00 JobShift: Day Base Salary Min: 130000 We're seeking a future team member for the role of...
In PersonDirector - Compliance Coordination and Regulatory Affairs
- CA CIB Americas
- New York, NY
- 30+ days ago
- New York, NY
- 30+ days ago
Retour Accueil Nos offres Director - Compliance Coordination and Regulatory Affairs Type de contrat : CDI Director - Compliance Coordination and Regulatory Affairs Modifiee le 21/04/2026 Lieu :...
Hybrid- Blue Ocean Wealth Solutions, LLC- A MassMutual Firm
- Greenvale, NY
- 45+ days ago
- Greenvale, NY
- 45+ days ago
Our firm is growing and we are looking to add an additional Branch Compliance Manager to the current team....
In PersonDemographic Data for New York
Moving to New York? Find some basic demographic data about New York below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in New York
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in New York offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Incident Investigation
- COSO
- Annuities
- OFAC
- Management Accounting
- Management Reporting
- Wealth Management
- Securities and Exchange Commission
- Accounting Management
- Hedge Funds
- BSA
- Derivatives
- Audit Support
- Internal Control
- Financial Reporting
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Lending
- International Business
- Grant Management
- Fraud Investigation
- Financial Services
- Due Diligence
- Reconciliation
- Resolution
- Finance
- Accounting
- Reimbursement
- Risk Management
- Strategy Development
- Data Analytics
- Decision Making
- Auditing
- Written Communication
- Presentation
- Investigation
- Process Improvement
- Documentation
- Mentoring
- Coaching
- Budgets
- Implementation
- Verbal Communication
- Reporting
- Policy Development
- Collaboration
- Bachelor's Degree
- Sales
- Regulations
- Microsoft Excel
- Research Skills
- Microsoft Office
- Project Management
- Problem Solving
- Staff Supervision
- Scheduling
- Leadership
- Communication Skills
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