Compliance Manager Jobs in Monroe, NC

A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.

The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.

1-15 of 18 Jobs

Compliance Manager - Compliance Monitoring and Programs

  • Charlotte, NC (20 miles from Monroe, NC)
  • 19 hours ago
  • Charlotte, NC (20 miles from Monroe, NC)
  • 19 hours ago

The Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....

Senior Manager - Compliance Programs Governance

  • Charlotte, NC (20 miles from Monroe, NC)
  • 19 hours ago
  • Charlotte, NC (20 miles from Monroe, NC)
  • 19 hours ago

Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...

Senior Manager, Compliance Risk Reporting and Strategy

  • Charlotte, NC (20 miles from Monroe, NC)
  • 1 day ago
  • Charlotte, NC (20 miles from Monroe, NC)
  • 1 day ago

Work Location: Charlotte, North Carolina, United States of America Hours: 40 Pay Details: $119,600 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...

Director- Compliance, US Consumer Deposit

  • Charlotte, NC (20 miles from Monroe, NC)
  • 5 days ago
  • Charlotte, NC (20 miles from Monroe, NC)
  • 5 days ago

Certified Regulatory Compliance Manager (CRCM) or similar professional certification preferred....

Compliance Director, Commercial, Operations and Securities Testing (US)

  • Charlotte, NC (20 miles from Monroe, NC)
  • 9 days ago
  • Charlotte, NC (20 miles from Monroe, NC)
  • 9 days ago

Work Location: Charlotte, North Carolina, United States of America Hours: 40 Pay Details: $200,000 - $280,000 USD TD is committed to providing fair and equitable compensation opportunities to all...

Compliance Manager - Complaint Resolution

  • Charlotte, NC (20 miles from Monroe, NC)
  • 12 days ago
  • Charlotte, NC (20 miles from Monroe, NC)
  • 12 days ago

We are a longstanding leader in financial planning and advice, a global asset manager and an insurer....

Director - Compliance (Privacy)

  • Charlotte, NC (20 miles from Monroe, NC)
  • 16 days ago
  • Charlotte, NC (20 miles from Monroe, NC)
  • 16 days ago

At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...

Director - Compliance (Regulatory Change Management)

  • Charlotte, NC (20 miles from Monroe, NC)
  • 16 days ago
  • Charlotte, NC (20 miles from Monroe, NC)
  • 16 days ago

At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...

Senior Employee Experience Manager (Compliance Governance & Operations Manager)

  • Charlotte, NC (20 miles from Monroe, NC)
  • 18 days ago
  • Charlotte, NC (20 miles from Monroe, NC)
  • 18 days ago

Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...

Compliance Manager, Regulatory Change Management

  • Charlotte, NC (20 miles from Monroe, NC)
  • 19 days ago
  • Charlotte, NC (20 miles from Monroe, NC)
  • 19 days ago

Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....

Director-Compliance Risk Assessment

  • Charlotte, NC (20 miles from Monroe, NC)
  • 21 days ago
  • Charlotte, NC (20 miles from Monroe, NC)
  • 21 days ago

At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...

Manager-Compliance Risk Assessment

  • Charlotte, NC (20 miles from Monroe, NC)
  • 21 days ago
  • Charlotte, NC (20 miles from Monroe, NC)
  • 21 days ago

At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...

Director, Compliance Officer u2013 Crypto & Digital Assets

  • Charlotte, NC (20 miles from Monroe, NC)
  • 25 days ago
  • Charlotte, NC (20 miles from Monroe, NC)
  • 25 days ago

Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....

Audit Director - Compliance

  • Charlotte, NC (20 miles from Monroe, NC)
  • 27 days ago
  • Charlotte, NC (20 miles from Monroe, NC)
  • 27 days ago

The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to...

Senior Director, Compliance Analytics

  • Charlotte, NC (20 miles from Monroe, NC)
  • 27 days ago
  • Charlotte, NC (20 miles from Monroe, NC)
  • 27 days ago

Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....

Demographic Data for Monroe, NC

Moving to Monroe, NC? Find some basic demographic data about Monroe, NC below.


Local
National
80,442
1,964
Medium/Lg

Compliance Manager Online Courses and Training Opportunities

iHireFinance curates thousands of courses in order to recommend the best ones to help further your career. If you register for a course using the links on our site, we may receive a small commission.
VITARA - Compliance Risk Management
This self-paced course provides fundamental knowledge on modern Compliance Risk Management (CRM) good practices. The strategic goal of CRM is to steadily increase the level of voluntary compliance...
Safety Compliance for Managers
"Safety Compliance for Managers" is a comprehensive online course designed for managers seeking to create a safer, more compliant workplace. This course covers the essential elements of...
Governance, Risk, and Compliance Course
This course provides an overview of governance, risk, and compliance. It focuses on the importance of GRC, identifying GRC concerns, and ways to mitigate those concerns. Our exclusive content is...

Salary for Compliance Manager Jobs in Monroe, NC

Estimated salary range based on data from US Bureau of Labor Statistics (BLS) and iHireFinance research efforts.

Licensing / Certification

Required or preferred licenses and certifications for Compliance Manager positions.



Highest Education Level

Compliance Managers in Monroe, NC offer the following education background
Bachelor's Degree
48.2%
Master's Degree
35.8%
Doctorate Degree
6.8%
Associate's Degree
3.7%
Vocational Degree or Certification
2.8%
High School or GED
2.2%
Some College
0.4%
Some High School
0.0%

Average Work Experience
Here's a breakdown of the number of years' experience offered by Compliance Managers in Monroe, NC
2-4 years
42.6%
4-6 years
18.4%
None
13.4%
1-2 years
9.8%
8-10 years
5.0%
10+ years
4.9%
6-8 years
4.6%
Less than 1 year
1.3%


Other Career Titles

Here are some other career titles that require similar skills



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