Compliance Manager Remote & Hybrid Only Jobs in North Carolina
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Truist Financial Corporation
- Raleigh, NC
- 5 days ago
- Raleigh, NC
- 5 days ago
The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to...
In PersonAgency Dept of Public Instruction Division Financial and Business Services Job Classification Title Accounting Manager I (NS) Position Number 60090948 Grade NC18 About Us The North Carolina...
In PersonWhat We’re Looking For Trillium Health Resources has a career opening for an NC ROOTS Regional Hub Compliance Manager to join our team!...
In PersonAgency Dept of Public Instruction Division Financial and Business Services Job Classification Title Accounting Manager I (NS) Position Number 60090948 Grade NC18 About Us The North Carolina...
In PersonAbout the Role Were hiring a Compliance Manager to protect the operational integrity of Modern Construction Services....
In PersonRisk & Compliance Manager - Americas
- Xylem Services USA LLC
- Charlotte, NC
- 26 days ago
- Charlotte, NC
- 26 days ago
The Risk and Compliance Manager plays a critical role within Xylem's Americas Governance, Risk & Compliance (GRC) Team and Corporate Internal Controls function....
Hybrid- Sunrise Senior Living
- Charlotte, NC
- 30+ days ago
- Charlotte, NC
- 30+ days ago
The Senior Compliance Manager - Reporting & Analytics leads the strategy, governance, and delivery of U.S....
In PersonThe Compliance Manager - Data Support & Monitoring is responsible for enabling compliance monitoring and testing activities through strong data governance, analytics, and operational reporting support...
In PersonWe are a longstanding leader in financial planning and advice, a global asset manager and an insurer....
RemoteDemographic Data for North Carolina
Moving to North Carolina? Find some basic demographic data about North Carolina below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in North Carolina
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in North Carolina offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Incident Investigation
- COSO
- Annuities
- OFAC
- Management Accounting
- Management Reporting
- Wealth Management
- Securities and Exchange Commission
- Accounting Management
- Hedge Funds
- BSA
- Derivatives
- Audit Support
- Internal Control
- Financial Reporting
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Lending
- International Business
- Grant Management
- Fraud Investigation
- Financial Services
- Due Diligence
- Reconciliation
- Resolution
- Finance
- Accounting
- Reimbursement
- Risk Management
- Strategy Development
- Data Analytics
- Decision Making
- Auditing
- Written Communication
- Presentation
- Investigation
- Process Improvement
- Documentation
- Mentoring
- Coaching
- Budgets
- Implementation
- Verbal Communication
- Reporting
- Policy Development
- Collaboration
- Bachelor's Degree
- Sales
- Regulations
- Microsoft Excel
- Research Skills
- Microsoft Office
- Project Management
- Problem Solving
- Staff Supervision
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Corporate Finance vs. Investment Banking: Which Career is Right for You?
Considering a career in corporate finance or investment banking? Read this comparison of requirements, job duties, salaries, and more to choose the right path.
Read article »