Compliance Specialist Jobs in Tempe, AZ
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Senior Regulatory Affairs Analyst - Hybrid
- Tempe, AZ (1 mile from Tempe, AZ)
- moments ago
- Tempe, AZ (1 mile from Tempe, AZ)
- moments ago
At Caris, we understand that cancer is an ugly worda word no one wants to hear, but one that connects us all. Thats why were not just transforming cancer carewere changing lives. We introduced...
Governance, Risk, and Compliance Analyst, Specialist
- Scottsdale, AZ (7 miles from Tempe, AZ)
- 1 day ago
- Scottsdale, AZ (7 miles from Tempe, AZ)
- 1 day ago
What You'll Do Support the development and maintenance of our operational and key control inventories. Design and document control objectives, performance procedures, and testing protocols....
Analyst-Compliance, Global Financial Crimes Compliance, Audit Management
- Phoenix, AZ (9 miles from Tempe, AZ)
- 2 days ago
- Phoenix, AZ (9 miles from Tempe, AZ)
- 2 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Analyst-Compliance - Program Analyst
- Phoenix, AZ (9 miles from Tempe, AZ)
- 6 days ago
- Phoenix, AZ (9 miles from Tempe, AZ)
- 6 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
JobID: 210639427 Category: Marketing Delivery JobSchedule: Full time Posted Date: 2025-06-23T19:35:29+00:00 JobShift: Base Pay/Salary: Brooklyn,NY $114,000.00-$180,000.00; Jersey City,NJ...
U.S. Anti-Money Laundering Compliance Officer
- Scottsdale, AZ (7 miles from Tempe, AZ)
- 10 days ago
- Scottsdale, AZ (7 miles from Tempe, AZ)
- 10 days ago
Vanguard is seeking a dynamic and experienced leader to join our team as the U.S. AMLCO. This executive role is crucial in safeguarding our organization and clients from financial crimes,...
Company Description Achieve is a leading digital personal finance company. We help everyday people move from struggling to thriving by providing innovative, personalized financial solutions. By...
Remote WorkAnalyst, Compliance Investigations
- Scottsdale, AZ (7 miles from Tempe, AZ)
- 16 days ago
- Scottsdale, AZ (7 miles from Tempe, AZ)
- 16 days ago
The Company PayPal has been revolutionizing commerce globally for more than 25 years. Creating innovative experiences that make moving money, selling, and shopping simple, personalized, and...
Credit Compliance Officer - Salt Lake City, Phoenix, Las Vegas, Denver
- Phoenix, AZ (9 miles from Tempe, AZ)
- 16 days ago
- Phoenix, AZ (9 miles from Tempe, AZ)
- 16 days ago
Zions Bancorporation is one of the nation's premier financial services companies operating as a collection of great banks under local brands and management teams in high-growth western markets....
- Phoenix, AZ (9 miles from Tempe, AZ)
- 19 days ago
- Phoenix, AZ (9 miles from Tempe, AZ)
- 19 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Regulatory Affairs Specialist - Post Market
- Phoenix, AZ (9 miles from Tempe, AZ)
- 22 days ago
- Phoenix, AZ (9 miles from Tempe, AZ)
- 22 days ago
Regulatory Affairs Specialist - Post Market - req1434** **OVERVIEW** Reporting to the Director Regulatory Affairs, the Regulatory Affairs Specialist is responsible for complaint handling,...
Remote Work- Phoenix, AZ (9 miles from Tempe, AZ)
- 45+ days ago
- Phoenix, AZ (9 miles from Tempe, AZ)
- 45+ days ago
Regulatory Affairs Specialist Full Time Professional Phoenix Phoenix, AZ, US 2025-05-07T07:34:48.981Z 3 days ago Requisition ID: 1265 Salary Range: $71,200.00 To $92,000.00 Annually About Us...
- Phoenix, AZ (9 miles from Tempe, AZ)
- 60+ days ago
- Phoenix, AZ (9 miles from Tempe, AZ)
- 60+ days ago
Location: 2721 N Central Ave, Phoenix, Arizona 85036 United States of America he Regulatory Compliance Analyst supports the Compliance, Actuarial, and Finance teams in the administration of Med...
- Scottsdale, AZ (7 miles from Tempe, AZ)
- 90+ days ago
- Scottsdale, AZ (7 miles from Tempe, AZ)
- 90+ days ago
Chief Compliance Officer StandardAero is seeking an experienced and strategic Chief Compliance Officer (CCO) to lead our compliance function and ensure adherence to all applicable laws,...
Demographic Data for Tempe, AZ
Moving to Tempe, AZ? Find some basic demographic data about Tempe, AZ below.
Compliance Specialist Online Courses and Training Opportunities
Title Synonyms
Users interested in this job title also searched for the following job title
Salary for Compliance Specialist Jobs in Tempe, AZ
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Tempe, AZ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- ISO Certified
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Internal Audits
- Private Banking
- 21 CFR 820
- Equity Research
- BSA
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Mortgage Processing
- Anti-Money Laundering
- Business Administration
- Finance
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Staffing
- Analytical Skills
- Implementation
- Payroll
- Auditing
- Investigation
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Specialist Related Career Advice Articles
5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Impress Employers with These Finance Certifications
For professionals in the financial services industry, certifications can mean the difference between thriving or just surviving. Find out which certification would be best for you.
Read article »