Compliance Specialist Jobs in Rockville, MD
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Expedited VN-US97-2025-015 - Financial Compliance Associate
- Washington, DC (14 miles from Rockville, MD)
- 20 hours ago
- Washington, DC (14 miles from Rockville, MD)
- 20 hours ago
Expedited VN-US97-2025-015 - Financial Compliance Associate International Organization for Migration (IOM) Washington DC (United States) Full-time Ethics and ComplianceEvaluation, Audit and...
Labor Compliance Analyst (Financial Analyst 1) 23768
- Fairfax, VA (21 miles from Rockville, MD)
- 1 day ago
- Fairfax, VA (21 miles from Rockville, MD)
- 1 day ago
We offer competitive benefits such as best-in-class medical, dental and vision plan choices; wellness resources; employee assistance programs; Savings Plan Options (401(k)); financial planning tools...
International Trade Compliance Associate
- Washington, DC (14 miles from Rockville, MD)
- 1 day ago
- Washington, DC (14 miles from Rockville, MD)
- 1 day ago
POSITION(S) I AM APPLYING FOR International Trade Compliance Associate Mid-level associate for our International Trade Compliance (ITC) practice in our Washington, DC or New Haven, CT offices....
Expedited VN-US97-2025-016 - National Financial Compliance Officer
- Washington, DC (14 miles from Rockville, MD)
- 2 days ago
- Washington, DC (14 miles from Rockville, MD)
- 2 days ago
Under the overall supervision of the Global Office Director, technical supervision of the Director, Chief Global and Domestic Programmes in Global Office Washington, and under the direct...
Finance and Compliance Coordinator
- Washington, DC (14 miles from Rockville, MD)
- 7 days ago
- Washington, DC (14 miles from Rockville, MD)
- 7 days ago
SUMMARY Reports to: Deputy Finance and Compliance Director Supervisory Responsibilities: Interns FLSA Status: Exempt Union Position: Yes EMILYs List, the nations largest resource for women in...
Regulatory Compliance Specialist
- Reston, VA (13 miles from Rockville, MD)
- 9 days ago
- Reston, VA (13 miles from Rockville, MD)
- 9 days ago
Financial planning and group legal 15....
Sr. Vice President, General Counsel, Chief Compliance Officer & Corporate Secretary
- Bethesda, MD (7 miles from Rockville, MD)
- 14 days ago
- Bethesda, MD (7 miles from Rockville, MD)
- 14 days ago
Substantial experience developing and managing corporate compliance programs, including developing policies, coordinating risk assessments and training plans, conducting and overseeing investigations...
International Trade and Regulatory Compliance Associate (Junior)
- Washington, DC (14 miles from Rockville, MD)
- 16 days ago
- Washington, DC (14 miles from Rockville, MD)
- 16 days ago
International Trade and Regulatory Compliance Associate (Junior) Steptoe LLP United States, D.C., Washington 1330 Connecticut Avenue Northwest (Show on map) Jun 16, 2025 Position(s) Applying for...
- Washington, DC (14 miles from Rockville, MD)
- 18 days ago
- Washington, DC (14 miles from Rockville, MD)
- 18 days ago
SpaceX was founded under the belief that a future where humanity is out exploring the stars is fundamentally more exciting than one where we are not. Today SpaceX is actively developing the...
Regulatory Affairs Specialist - Post Market
- Washington, DC (14 miles from Rockville, MD)
- 26 days ago
- Washington, DC (14 miles from Rockville, MD)
- 26 days ago
Regulatory Affairs Specialist - Post Market - req1434** **OVERVIEW** Reporting to the Director Regulatory Affairs, the Regulatory Affairs Specialist is responsible for complaint handling,...
Remote Work- McLean, VA (10 miles from Rockville, MD)
- 30+ days ago
- McLean, VA (10 miles from Rockville, MD)
- 30+ days ago
RELOCATION ASSISTANCE: Relocation assistance may be availableCLEARANCE TYPE: NoneTRAVEL: Yes, 10% of the Time Description At Northrop Grumman, our employees have incredible opportunities to work...
Subrecipient Compliance Coordinator
- Washington, DC (14 miles from Rockville, MD)
- 30+ days ago
- Washington, DC (14 miles from Rockville, MD)
- 30+ days ago
The Talent Acquisition department hires qualified candidates to fill positions which contribute to the overall strategic success of Howard University. Hiring staff for fit makes significant...
Sr.Technology Risk and Compliance Associate
- Reston, VA (13 miles from Rockville, MD)
- 30+ days ago
- Reston, VA (13 miles from Rockville, MD)
- 30+ days ago
TransUnion's Job Applicant Privacy Notice Personal Information We Collect Your Privacy Choices What We'll Bring: At TransUnion, we strive to build an environment where our associates are in the...
Banking regulatory and compliance analyst - Hybrid
- Vienna, VA (13 miles from Rockville, MD)
- 45+ days ago
- Vienna, VA (13 miles from Rockville, MD)
- 45+ days ago
Banking regulatory and compliance analyst - Hybrid Job Title Banking regulatory and compliance analyst - Hybrid Job ID 27755161 Location Vienna, VA, 22180 Other Location Description We seek a...
Senior Third-Party Risk & Compliance Analyst, Supplier Governance
- Arlington, VA (13 miles from Rockville, MD)
- 60+ days ago
- Arlington, VA (13 miles from Rockville, MD)
- 60+ days ago
AWS Infrastructure Services owns the design, planning, delivery, and operation of all AWS global infrastructure. In other words, were the people who keep the cloud running. We support all AWS data...
Demographic Data for Rockville, MD
Moving to Rockville, MD? Find some basic demographic data about Rockville, MD below.
Compliance Specialist Online Courses and Training Opportunities
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Salary for Compliance Specialist Jobs in Rockville, MD
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Rockville, MD offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- ISO Certified
- Product Development
- Corrective Actions & Preventive Actions
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- Private Banking
- 21 CFR 820
- Equity Research
- Operations Analysis
- BSA
- Equities
- Derivatives
- Internal Control
- Management Reporting
- Fixed Income
- Investment Banking
- Capital Markets
- Securities and Exchange Commission
- Cross-Functional Team Management
- Financial Services
- Anti-Money Laundering
- Business Processes
- Due Diligence
- Business Administration
- Finance
- Reimbursement
- Accounting
- Vendor Management
- Risk Management
- Strategy Development
- Decision Making
- Implementation
- Auditing
- Consulting
- Written Communication
- Investigation
- Verbal Communication
- Mentoring
- Interpersonal Skills
- Collaboration
- Flexibility
- Reporting
- Documentation
- Filing
- Bachelor's Degree
- Regulations
- Microsoft PowerPoint
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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