Compliance Specialist Jobs in New York, NY

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1-15 of 88 Jobs
BNP Paribas - New York, NY
Management Compliance Hong Kong Permanent Vice President - CIB Americas Compliance Risk Assessment Lead for Global Markets New York, New York, United States More job offers Other corresponding job...
1 day ago
Marsh & McLennan Companies - New York, NY
Chief Compliance Officer- Guy Carpenter Marsh and McLennan New York, NY Full Time Apply on company site Job Details Guy Carpenter is seeking a Chief Compliance Officer (CCO) to lead its global...
1 day ago
HSBC - New York, NY
At HSBC, the health and well-being of our employees remains of utmost importance. Many of our roles are permitted to work from home (in states in which HSBC is licensed to operate) until further...
Remote Work
1 day ago
Prudential - Newark, NJ (9 miles from New York, NY)
Job Classification: Corporate - Legal and Compliance Performs detailed analysis of potential and existing clients to identify high-risk criteria, document results, and consult with AMLU Management...
3 days ago
HSBC - New York, NY
day old Compliance Officer, Financial Crime Anti-Money Laundering & Tax Transparency - 0000GM2Q HSBC Bank USA New York, United States Add to Favorites Share Job Apply Now Apply on the Company Site...
Remote Work
4 days ago
Duff & Phelps - New York, NY
In a world of disruption and increasingly complex business challenges, our professionals bring truth into focus with the Kroll Lens. Our sharp analytical skills, paired with the latest technology,...
4 days ago
Morgan Stanley - Purchase, NY (24 miles from New York, NY)
Team Description\: The Morgan Stanley Wealth Management Compliance Product Advisory Group is responsible for the design, implementation and management of the compliance program for the following products...
4 days ago
Morgan Stanley - New York, NY
Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm?...
4 days ago
MUFG (DBA) - New York, NY
Compliance Officer, AVP Requisition # 10047547-WD Job Type Full time Location New York, New York Date Posted 11/24/2021 Your potential. Your opportunity. Do you want your voice heard and your...
4 days ago
Prudential - Newark, NJ (9 miles from New York, NY)
Job Classification: Corporate - Legal and Compliance PGIM, the asset management business of Prudential Financial, Inc. (Prudential) is seeking an experienced Chief Compliance Officer for a...
5 days ago
Societe Generale - New York, NY
Responsibilities: U.S. Regulatory Reporting Subject Matter Expert for FINRA Consolidated Audit Trail System (CAT), Large Option Position Reporting (LOPR), Electronic Blue Sheets, ACT/ ORF, TRACE,...
6 days ago
Kinetic Partners - New York, NY
Skip to main content Duff and Phelps logo CAREERS LIFE AT KROLL Kroll Experience Forward Thinking Growth WORKING HERE Opportunity And Support Network Of Women Our Team Talks One Flexible Team...
6 days ago
Jefferies Financial Group Inc - New York, NY
Compliance Officer, Fixed Income - ( 210001X0 ) Description Primary Responsibilities: This position is based in New York City in the Fixed Income Compliance Advisory Group and will be primarily...
6 days ago
Deutsche Bank - New York, NY
Job Description: Job Title: AML Compliance Officer FIC & CRU Corporate Title: Vice President Location: New York, NY Overview Anti-Financial Crime (AFC) Compliance is responsible for Deutsche...
6 days ago
Peak Organization - New York, NY
Chief Compliance Officer Peak Organization New York, NY Full Time Apply on company site Job Details Chief Compliance Officer A boutique firm in Manhattan is looking to add a Chief Compliance...
7 days ago

Demographic Data for New York, NY

Moving to New York, NY? Find some basic demographic data about New York, NY below.


Compliance Specialist Online Courses and Training Opportunities

Regulatory Compliance
Every organization faces a myriad of risks that can threaten its operations, reputation, and bottom line. A robust, effective compliance program can make the difference between companies that...

What is Compliance?
Compliance isn't only about preventing problems and ensuring that everyone is abiding by laws, rules, and regulations. It's also about the positive impact a robust and ethical compliance program...

Security Governance & Compliance
Students are introduced to the field of cyber security with a focus on the domain of security & risk management. Topics include the fundamental concepts and goals of cybersecurity (the CIA triad),...

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Salary for Compliance Specialist Jobs in New York, NY

This is the average annual salary for Compliance Specialist jobs in New York, NY as reported by the BLS.


Top Hiring Companies

Top hiring companies in your area for Compliance Specialist positions

Licensing / Certification

Required or preferred licenses and certifications for Compliance Specialist positions.

Highest Education Level

Compliance Specialists in New York, NY offer the following education background
  • Bachelor's Degree (47.0%)
  • Master's Degree (34.3%)
  • Doctorate Degree (6.4%)
  • Associate's Degree (4.3%)
  • High School or GED (3.8%)
  • Vocational Degree or Certification (3.4%)
  • Some College (0.7%)
  • Some High School (0.1%)

Average Work Experience

Here's a breakdown of the number of years' experience offered by Compliance Specialists in New York, NY
  • 4-6 years (48.1%)
  • 8-10 years (21.5%)
  • 6-8 years (18.4%)
  • 2-4 years (4.9%)
  • 1-2 years (3.5%)
  • Less than 1 year (2.3%)
  • 10+ years (1.2%)

Other Titles

Here are some other career titles that require similar skills

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