Compliance Specialist Jobs in New York, NY

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1-15 of 88 Jobs

Director- Market Integrity Compliance Officer

BNP Paribas - New York, NY

Management Compliance Hong Kong Permanent Vice President - CIB Americas Compliance Risk Assessment Lead for Global Markets New York, New York, United States More job offers Other corresponding job...

1 day ago

Chief Compliance Officer- Carpenter

Marsh & McLennan Companies - New York, NY

Chief Compliance Officer- Guy Carpenter Marsh and McLennan New York, NY Full Time Apply on company site Job Details Guy Carpenter is seeking a Chief Compliance Officer (CCO) to lead its global...

1 day ago

Fixed Income Compliance Officer

HSBC - New York, NY

At HSBC, the health and well-being of our employees remains of utmost importance. Many of our roles are permitted to work from home (in states in which HSBC is licensed to operate) until further...

Remote Work

1 day ago

Analyst, Compliance

Prudential - Newark, NJ (9 miles from New York, NY)

Job Classification: Corporate - Legal and Compliance Performs detailed analysis of potential and existing clients to identify high-risk criteria, document results, and consult with AMLU Management...

3 days ago

Compliance Officer, Financial Crime Anti-Money Laundering & Tax Transparency - Gm2Q

HSBC - New York, NY

day old Compliance Officer, Financial Crime Anti-Money Laundering & Tax Transparency - 0000GM2Q HSBC Bank USA New York, United States Add to Favorites Share Job Apply Now Apply on the Company Site...

Remote Work

4 days ago

Analyst, Compliance Consulting

Duff & Phelps - New York, NY

In a world of disruption and increasingly complex business challenges, our professionals bring truth into focus with the Kroll Lens. Our sharp analytical skills, paired with the latest technology,...

4 days ago

WM Compliance Officer, VP

Morgan Stanley - Purchase, NY (24 miles from New York, NY)

Team Description\: The Morgan Stanley Wealth Management Compliance Product Advisory Group is responsible for the design, implementation and management of the compliance program for the following products...

4 days ago

Electronic Trading Senior Compliance Officer

Morgan Stanley - New York, NY

Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm?...

4 days ago

Compliance Officer, AVP

MUFG (DBA) - New York, NY

Compliance Officer, AVP Requisition # 10047547-WD Job Type Full time Location New York, New York Date Posted 11/24/2021 Your potential. Your opportunity. Do you want your voice heard and your...

4 days ago

Vice President PGIM Chief Compliance Officer

Prudential - Newark, NJ (9 miles from New York, NY)

Job Classification: Corporate - Legal and Compliance PGIM, the asset management business of Prudential Financial, Inc. (Prudential) is seeking an experienced Chief Compliance Officer for a...

5 days ago

Senior Business Analyst - Compliance Trade Reporting

Societe Generale - New York, NY

Responsibilities: U.S. Regulatory Reporting Subject Matter Expert for FINRA Consolidated Audit Trail System (CAT), Large Option Position Reporting (LOPR), Electronic Blue Sheets, ACT/ ORF, TRACE,...

6 days ago

Analyst, Compliance Consulting

Kinetic Partners - New York, NY

Skip to main content Duff and Phelps logo CAREERS LIFE AT KROLL Kroll Experience Forward Thinking Growth WORKING HERE Opportunity And Support Network Of Women Our Team Talks One Flexible Team...

6 days ago

Compliance Officer, Fixed

Jefferies Financial Group Inc - New York, NY

Compliance Officer, Fixed Income - ( 210001X0 ) Description Primary Responsibilities: This position is based in New York City in the Fixed Income Compliance Advisory Group and will be primarily...

6 days ago

AML Compliance Officer FIC & CRU - Vice President

Deutsche Bank - New York, NY

Job Description: Job Title: AML Compliance Officer FIC & CRU Corporate Title: Vice President Location: New York, NY Overview Anti-Financial Crime (AFC) Compliance is responsible for Deutsche...

6 days ago

Chief Compliance Officer

Peak Organization - New York, NY

Chief Compliance Officer Peak Organization New York, NY Full Time Apply on company site Job Details Chief Compliance Officer A boutique firm in Manhattan is looking to add a Chief Compliance...

7 days ago

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Demographic Data for New York, NY

Moving to New York, NY? Find some basic demographic data about New York, NY below.

Median Age

Average HouseHold Income

Home Value vs Household Income in New York, NY

Total Population

1,577,385

Number of Businesses

104,785

City Size

Large

Compliance Specialist Online Courses and Training Opportunities

Regulatory Compliance

Every organization faces a myriad of risks that can threaten its operations, reputation, and bottom line. A robust, effective compliance program can make the difference between companies that...

What is Compliance?

Compliance isn't only about preventing problems and ensuring that everyone is abiding by laws, rules, and regulations. It's also about the positive impact a robust and ethical compliance program...

Security Governance & Compliance

Students are introduced to the field of cyber security with a focus on the domain of security & risk management. Topics include the fundamental concepts and goals of cybersecurity (the CIA triad),...

Title Synonyms

Users interested in this job title also searched for the following job title

Compliance Analyst

Salary for Compliance Specialist Jobs in New York, NY

This is the average annual salary for Compliance Specialist jobs in New York, NY as reported by the BLS.

$88,024

Top Hiring Companies

Top hiring companies in your area for Compliance Specialist positions

Licensing / Certification

Required or preferred licenses and certifications for Compliance Specialist positions.

Highest Education Level

Compliance Specialists in New York, NY offer the following education background

Bachelor's Degree (47.0%)
Master's Degree (34.3%)
Doctorate Degree (6.4%)
Associate's Degree (4.3%)
High School or GED (3.8%)
Vocational Degree or Certification (3.4%)
Some College (0.7%)
Some High School (0.1%)

Average Work Experience

Here's a breakdown of the number of years' experience offered by Compliance Specialists in New York, NY

4-6 years (48.1%)
8-10 years (21.5%)
6-8 years (18.4%)
2-4 years (4.9%)
1-2 years (3.5%)
Less than 1 year (2.3%)
10+ years (1.2%)

Qualifications / Skill Sets

The following top skills are often required or desired to land a Compliance Specialist position

= trending

Other Titles

Here are some other career titles that require similar skills

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