Compliance Specialist Jobs in Allen, TX
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Government Funding Compliance Consultant - Manager
- Dallas, TX (23 miles from Allen, TX)
- 5 days ago
- Dallas, TX (23 miles from Allen, TX)
- 5 days ago
Industry/Sector Not Applicable Specialism Fraud, Investigations & Regulatory Enforcement (FIRE) Management Level Manager Job Description & Summary A career in our Cybersecurity, Privacy and...
- Richardson, TX (10 miles from Allen, TX)
- 6 days ago
- Richardson, TX (10 miles from Allen, TX)
- 6 days ago
Job Type Full-time Description Position Purpose and Objectives The Mortgage Compliance Officer is responsible for helping ensure that the Credit Union's mortgage lending activities comply with all...
- Dallas, TX (23 miles from Allen, TX)
- 8 days ago
- Dallas, TX (23 miles from Allen, TX)
- 8 days ago
About Altruist Altruist is the modern custodian built exclusively for independent financial advisors that combines a self-clearing brokerage firm with intuitive software for account opening,...
Asset & Wealth Management, Private Bank, Governance and Regulatory Affairs, Analyst - Dallas
- Dallas, TX (23 miles from Allen, TX)
- 9 days ago
- Dallas, TX (23 miles from Allen, TX)
- 9 days ago
YOUR IMPACT As a member of the Private Banks Governance and Regulatory Affairs team (the "GRA team"), you will play a key role in a growing business, where you will be part of a team that builds,...
Compliance, Non-Prudential Reg Compliance, Associate - Dallas
- Dallas, TX (23 miles from Allen, TX)
- 10 days ago
- Dallas, TX (23 miles from Allen, TX)
- 10 days ago
Compliance, Non-Prudential Reg Compliance, Associate Part of the Office of Regulatory Relations ("ORR") Division, the firm's Non-Prudential Regulator Team ("NPR") is a dynamic team of...
Sr. Analyst, Compliance - AML Modeling
- Dallas, TX (23 miles from Allen, TX)
- 12 days ago
- Dallas, TX (23 miles from Allen, TX)
- 12 days ago
Sr. Analyst, Compliance - AML Modeling Country: United States of America The Sr. Analyst, AML Models - Compliance monitors activities to minimize the company's exposure to Compliance and AML risk....
Sr Regulatory Compliance Specialist
- Dallas, TX (23 miles from Allen, TX)
- 17 days ago
- Dallas, TX (23 miles from Allen, TX)
- 17 days ago
Rise Baking Company was founded by bakery experts passionate about providing our customers with high quality products and providing a positive, collaborative place to work for our people. We are a...
Senior Security Risk and Compliance Analyst
- Dallas, TX (23 miles from Allen, TX)
- 17 days ago
- Dallas, TX (23 miles from Allen, TX)
- 17 days ago
Position Summary: The Senior Security Risk and Compliance Analyst is a highly respected, influential and in-demand role within the business. The position is responsible supporting the security...
Medical Necessity Coding Compliance Coordinator
- Prosper, TX (16 miles from Allen, TX)
- 19 days ago
- Prosper, TX (16 miles from Allen, TX)
- 19 days ago
Description Introduction Do you want to join an organization that invests in you as a Medical Necessity Compliance Coordinator? At Parallon, you come first. HCA Healthcare has committed up to $300...
Medical Necessity Coding Compliance Coordinator
- Dallas, TX (23 miles from Allen, TX)
- 20 days ago
- Dallas, TX (23 miles from Allen, TX)
- 20 days ago
Description Introduction Do you want to join an organization that invests in you as a Medical Necessity Compliance Coordinator? At Parallon, you come first. HCA Healthcare has committed up to 300...
Privacy, AI, and Regulatory Compliance Senior Analyst
- Dallas, TX (23 miles from Allen, TX)
- 20 days ago
- Dallas, TX (23 miles from Allen, TX)
- 20 days ago
To get the best candidate experience, please consider applying for a maximum of 3 roles within 12 months to ensure you are not duplicating efforts. Job Category Global Affairs Job Details About...
GRC (Governance, Risk, Compliance) Analyst
- Plano, TX (7 miles from Allen, TX)
- 24 days ago
- Plano, TX (7 miles from Allen, TX)
- 24 days ago
GRC (Governance, Risk, Compliance) Analyst Experience in developing and maintaining IT Policies, procedures, and documentation to ensure alignment with GRC objectives and organization goals....
Compliance, PWM COMPLIANCE, Associate - Dallas
- Dallas, TX (23 miles from Allen, TX)
- 27 days ago
- Dallas, TX (23 miles from Allen, TX)
- 27 days ago
GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance...
- Farmers Branch, TX (19 miles from Allen, TX)
- 30+ days ago
- Farmers Branch, TX (19 miles from Allen, TX)
- 30+ days ago
Bank Compliance Officer Job Category: Compliance Requisition Number: BANKC001040 Posting Details Psted: March 28, 2025 Full-Time Hybrid Locations Showing 1 location Farmers Branch, TX 75234, USA...
- Dallas, TX (23 miles from Allen, TX)
- 30+ days ago
- Dallas, TX (23 miles from Allen, TX)
- 30+ days ago
M Financial Group is a community of leaders comprising the best and brightest minds in our industry. By combining individuals' expertise and skill, M Financial Group has become a powerful force...
Demographic Data for Allen, TX
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Salary for Compliance Specialist Jobs in Allen, TX
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Allen, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- ISO Certified
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- 21 CFR 820
- Mutual Funds
- Management Reporting
- Equities
- Derivatives
- BSA
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Anti-Money Laundering
- Financial Services
- Revenue Cycle
- Business Processes
- Fraud Investigation
- Medicaid
- Medicare
- Resolution
- Finance
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Implementation
- Verbal Communication
- Written Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Data Analysis
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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