Compliance Specialist Jobs in Westlake, TX
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Marketing Compliance Associate
- Irving, TX (20 miles from Westlake, TX)
- 1 day ago
- Irving, TX (20 miles from Westlake, TX)
- 1 day ago
Company Description Farther is a rapidly growing RIA that combines expert advisors with cutting-edge technology - delivering a comprehensive, tailored wealth management experience. Farther's...
- Fort Worth, TX (20 miles from Westlake, TX)
- 3 days ago
- Fort Worth, TX (20 miles from Westlake, TX)
- 3 days ago
THIS JOB DESCRIPTION DOES NOT ATTEMPT TO LIST ALL OF THE DUTIES THAT ARE OR MAY BE PERFORMED IN THIS POSITION Primary Duties. 1. Performs data entry for all leak information through specified...
Regulatory Affairs Specialist 3
- Addison, TX (22 miles from Westlake, TX)
- 8 days ago
- Addison, TX (22 miles from Westlake, TX)
- 8 days ago
Acumed LLC As a part of the global industrial organization Marmon Holdings-which is backed by Berkshire Hathaway-you'll be doing things that matter, leading at every level, and winning a better...
Regulatory Affairs Specialist 2
- Addison, TX (22 miles from Westlake, TX)
- 8 days ago
- Addison, TX (22 miles from Westlake, TX)
- 8 days ago
Acumed LLC As a part of the global industrial organization Marmon Holdings-which is backed by Berkshire Hathaway-you'll be doing things that matter, leading at every level, and winning a better...
- Irving, TX (20 miles from Westlake, TX)
- 9 days ago
- Irving, TX (20 miles from Westlake, TX)
- 9 days ago
Sr Analyst Compliance - Commercial Lending Services GM Financial 3.5 ( ) Irving, TX Why you should apply for a job to GM Financial : We offer 12 weeks of paid parental leave for our team members...
Remote WorkSenior Specialist, Compliance Regulatory Liaison Office
- Westlake, TX
- 10 days ago
- Westlake, TX
- 10 days ago
Your Opportunity At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us challenge the status quo and transform the...
- Grand Prairie, TX (20 miles from Westlake, TX)
- 18 days ago
- Grand Prairie, TX (20 miles from Westlake, TX)
- 18 days ago
Regulatory Affairs Specialist - Immediate Need** Grand Prairie, TX - Full-Time | On-Site Salary: $60,000$80,000 per year About Us We are a growing manufacturer of personal care and...
Cybersecurity Risk And Compliance Analyst
- Coppell, TX (13 miles from Westlake, TX)
- 20 days ago
- Coppell, TX (13 miles from Westlake, TX)
- 20 days ago
Cybersecurity Risk and Compliance Analyst#25-65944 Coppell, TX 40% Remote Job Description Hybrid 3 days / week onsite at Dallas, TX, 75019 or Tampa, FL, 33647 DURATION: Contract to Hire INTERVIEW...
- Fort Worth, TX (20 miles from Westlake, TX)
- 23 days ago
- Fort Worth, TX (20 miles from Westlake, TX)
- 23 days ago
How will this role impact First Command? The SVP, Chief Compliance Officer (CCO) will be primarily responsible for the administration of the compliance program and the oversight of the compliance...
Sr. Regulatory Affairs Specialist (Austin, TX)
- Fort Worth, TX (20 miles from Westlake, TX)
- 60+ days ago
- Fort Worth, TX (20 miles from Westlake, TX)
- 60+ days ago
Life Unlimited. At Smith+Nephew we design and manufacture technology that takes the limits off living. The Senior Regulatory Affairs Specialist role is responsible for preparing and supporting US...
Demographic Data for Westlake, TX
Moving to Westlake, TX? Find some basic demographic data about Westlake, TX below.
Compliance Specialist Online Courses and Training Opportunities
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Salary for Compliance Specialist Jobs in Westlake, TX
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Westlake, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- ICH Guidelines
- Private Banking
- 21 CFR 820
- Equity Research
- Alternative Investments
- Equities
- Derivatives
- Internal Control
- BSA
- Fixed Income
- Capital Markets
- Investment Banking
- Securities and Exchange Commission
- Lending
- Investment Management
- Financial Services
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Mortgage Processing
- Due Diligence
- Asset Management
- Finance
- Reimbursement
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Analytical Skills
- Auditing
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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