Compliance Specialist Jobs in Seattle, WA
A Compliance Specialist in the finance industry is primarily responsible for ensuring that the organization adheres to a variety of regulations, laws, and professional standards. They monitor, evaluate and communicate the organization's compliance status with respect to these regulations. They often conduct regular audits, implement compliance strategies, and provide compliance training to employees. Some Compliance Specialists may also be involved in developing targeted risk assessment methodologies, carrying out specific risk assessments, and building risk management plans.
Important skills for a Compliance Specialist include strong analytical abilities, excellent attention to detail, and solid communication skills. Knowledge of regulatory laws and standards in the finance industry is crucial. Compliance Specialists should also be able to use auditing software and other tools. In terms of certification, Certified Regulatory Compliance Manager (CRCM) is a popular one, while Certified Anti-Money Laundering Specialist (CAMS) and Certified Financial Crime Specialist (CFCS) are also useful. Previous job roles for someone considering becoming a Compliance Specialist may include Compliance Analyst, Risk Analyst, or Regulatory Affairs Specialist.
Governance, Risk, & Compliance Analyst IV
- Mountlake Terrace, WA (12 miles from Seattle, WA)
- 18 days ago
- Mountlake Terrace, WA (12 miles from Seattle, WA)
- 18 days ago
Workforce Classification: Hybrid Join Our Team: Do Meaningful Work and Improve Peoples Lives Our purpose, to improve customers lives by making healthcare work better, is far from ordinary. And so...
Senior Regulatory Affairs Specialist (Hybrid)
- Bellevue, WA (5 miles from Seattle, WA)
- 23 days ago
- Bellevue, WA (5 miles from Seattle, WA)
- 23 days ago
We are currently seeking a Senior Regulatory Affairs Specialist to join our Medical Division to be based Hybrid Monday through Wednesday in Redmond, Washington. What you will do As part of the...
Healthcare Compliance Officer, US Biomedicine PC 1505
- Seattle, WA
- 29 days ago
- Seattle, WA
- 29 days ago
Essential Duties and Responsibilities: Corporate Compliance Strategy and Governance Serve as an independent advisor to senior leadership on compliance risks and obligations....
Senior Regulatory Compliance Analyst
- Bothell, WA (11 miles from Seattle, WA)
- 45+ days ago
- Bothell, WA (11 miles from Seattle, WA)
- 45+ days ago
Senior Regulatory Compliance Analyst Puget Sound Energy, Inc - Bothell, WA Posted: 6/30/2025 - Expires: 9/28/2025 Job ID: 291093736 Apply Now I have already applied Save Job Print Email Share Job...
Product Safety and Regulatory Compliance Specialist
- Seattle, WA
- 45+ days ago
- Seattle, WA
- 45+ days ago
Please click here to review our Applicant Privacy Policy. HOW WE TAKE CARE OF YOU: For full time employees, Health, Dental, Vision, 401K with generous matching program, generous paid time off....
Principal Regulatory Affairs Specialist
- Bothell, WA (11 miles from Seattle, WA)
- 45+ days ago
- Bothell, WA (11 miles from Seattle, WA)
- 45+ days ago
Principal Regulatory Affairs Specialist Job Description As a critical member of the Philips Ultrasound- Regulatory Affairs Organization, the Principal Regulatory Affairs Specialist will lead and...
Permitting & Regulatory Compliance Specialist I
- Kent, WA (18 miles from Seattle, WA)
- 60+ days ago
- Kent, WA (18 miles from Seattle, WA)
- 60+ days ago
We are looking for a Permitting & Regulatory Compliance Specialist I to join our growing team in Kent, WA....
Permitting & Regulatory Compliance Specialist III
- Kent, WA (18 miles from Seattle, WA)
- 60+ days ago
- Kent, WA (18 miles from Seattle, WA)
- 60+ days ago
We are looking for a Permitting & Regulatory Compliance Specialist III to join our growing team in Kent, WA....
Permitting & Regulatory Compliance Specialist II
- Kent, WA (18 miles from Seattle, WA)
- 60+ days ago
- Kent, WA (18 miles from Seattle, WA)
- 60+ days ago
We are looking for a Permitting & Regulatory Compliance Specialist II to join our growing team in Kent, WA....
**In addition to the salary posted above, this position is currently receiving an additional 5% premium pay due to the position being in King County. The Washington State Housing Finance...
Demographic Data for Seattle, WA
Moving to Seattle, WA? Find some basic demographic data about Seattle, WA below.
Compliance Specialist Online Courses and Training Opportunities
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Salary for Compliance Specialist Jobs in Seattle, WA
Required or preferred licenses and certifications for Compliance Specialist positions.
Highest Education Level
Compliance Specialists in Seattle, WA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Specialist position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- ICH Guidelines
- Private Banking
- 21 CFR 820
- Equity Research
- Alternative Investments
- Mutual Funds
- Equities
- Derivatives
- Internal Control
- BSA
- Fixed Income
- Capital Markets
- Investment Banking
- Securities and Exchange Commission
- Lending
- Investment Management
- Financial Services
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Mortgage Processing
- Due Diligence
- Finance
- Reimbursement
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Analytical Skills
- Auditing
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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